0001415889-21-005056.txt : 20211103 0001415889-21-005056.hdr.sgml : 20211103 20211103193206 ACCESSION NUMBER: 0001415889-21-005056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueren Robert Alan CENTRAL INDEX KEY: 0001597341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 211377255 MAIL ADDRESS: STREET 1: 7400 PASEO PADRE PARKWAY CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 4 1 form4-11032021_041157.xml X0306 4 2021-11-01 0001604821 Natera, Inc. NTRA 0001597341 Schueren Robert Alan C/O NATERA, INC. 13011 MCCALLEN PASS BUILDING A SUITE 100 AUSTIN TX 78753 false true false false CHIEF OPERATING OFFICER Common Stock 2021-11-01 4 M 0 6000 13.01 A 27897 D Common Stock 2021-11-01 4 S 0 6000 120 D 21897 D Common Stock 2021-11-01 4 S 0 6000 120.0016 D 15897 D Common Stock 69283 I Robert A Schueren & Deborah A Schueren Rev Trust Stock Option (right to buy) 13.01 2021-11-01 4 M 0 6000 0 D 2029-01-10 Common Stock 6000 54758 D Excludes 1,281 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.09 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust, and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. /s/ Tami Chen, Attorney-in-Fact 2021-11-03