0001415889-21-001455.txt : 20210311 0001415889-21-001455.hdr.sgml : 20210311 20210311192655 ACCESSION NUMBER: 0001415889-21-001455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueren Robert Alan CENTRAL INDEX KEY: 0001597341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 21734928 MAIL ADDRESS: STREET 1: 7400 PASEO PADRE PARKWAY CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 4 1 form4-03112021_040340.xml X0306 4 2021-03-09 0001604821 Natera, Inc. NTRA 0001597341 Schueren Robert Alan C/O NATERA, INC. 13011 MCCALLEN PASS BUILDING A SUITE 100 AUSTIN TX 78753 false true false false CHIEF OPERATING OFFICER Common Stock 2021-03-09 4 M 0 12500 A 12500 D Common Stock 2021-03-10 4 S 0 6231 97.31 D 6269 D Common Stock 2021-03-10 4 S 0 96 98.525 D 6173 D Common Stock 2021-03-11 4 S 0 6173 102.546 D 0 D Common Stock 52637 I Robert A Schueren & Deborah A Schueren Rev Trust Restricted Stock Units 2021-03-09 4 M 0 12500 0 D Common Stock 12500 12500 D Each Restricted Stock Unit (" RSUs") represents a contingent right to receive one share of the common stock of the issuer. Excludes 50,437 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1. On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On March 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock. /s/ Tami Chen, Attorney-in-Fact 2021-03-11