President / CEO

0001597298-23-000001.txt : 20230214 0001597298-23-000001.hdr.sgml : 20230214 20230214150043 ACCESSION NUMBER: 0001597298-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verity Asset Management, Inc. CENTRAL INDEX KEY: 0001597298 IRS NUMBER: 561981693 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15857 FILM NUMBER: 23627642 BUSINESS ADDRESS: STREET 1: 280 S MANGUM ST STE 550 CITY: DURHAM STATE: NC ZIP: 27701-3683 BUSINESS PHONE: 919-490-6717 MAIL ADDRESS: STREET 1: 280 S MANGUM ST STE 550 CITY: DURHAM STATE: NC ZIP: 27701-3683 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001597298 XXXXXXXX 12-31-2022 12-31-2022 Verity Asset Management, Inc.

280 S MANGUM ST STE 550 DURHAM NC 27701-3683

13F HOLDINGS REPORT 028-15857 N Gordon Wegwart President / CEO 919.490.6717 ext.109 Michael Hazen Durham NC 02-14-2023 0 176 116921273 false INFORMATION TABLE 2 Verity.13F.Dec.2022.xml A10 NETWORKS INC COM 002121101 1004119 60380 SH SOLE 0 0 60380 VANGUARD MUN BD FDS TAX EXEMPT BD INDEX FD ETF TAX EXEMPT BD 922907746 776051 15681 SH SOLE 0 0 15681 AIR LEASE CORP CL A 00912X302 239318 6229 SH SOLE 0 0 6229 ISHARES COR TOTAL USD BOND MARKET THE ETF CORE TOTAL USD 46434V613 638141 14203 SH SOLE 0 0 14203 VANECK GOLD MINERS ETF GOLD MINERS ETF 92189F106 427836 14928 SH SOLE 0 0 14928 SHORT SP 500 PROSHARES SHORT S&P 500 NE 74347B425 1920394 119800 SH SOLE 0 0 119800 CHARLES SCHWAB CORP 5.95 PFD CALLABLE 6121 25 PERPCALL COM 808513600 2060280 87337 SH SOLE 0 0 87337 MADRIGAL PHARMACEUTICALS INC COM 558868105 296636 1022 SH SOLE 0 0 1022 VUZIX CORP NEW COM NEW 92921W300 275537 75697 SH SOLE 0 0 75697 ROKU INC COM CL A CL A 77543R102 612372 15046 SH SOLE 0 0 15046 UNITED STATES NAT GAS FD LP ETF NEW UNIT PAR 912318300 167889 11907 SH SOLE 0 0 11907 BROADCOM INC COM 11135F101 276210 494 SH SOLE 0 0 494 GENCO SHIPPING SHS Y2685T131 171049 11136 SH SOLE 0 0 11136 WARRIOR MET COAL INC COM 93627C101 234825 6779 SH SOLE 0 0 6779 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF OPTIMUM YIELD 46090F100 1244772 84220 SH SOLE 0 0 84220 INVESCO DB US DOLLAR INDEX BULLISH FUND BULLISH FD 46141D203 457614 16455 SH SOLE 0 0 16455 INVESCO QQQ TRUST UNIT SER 1 46090E103 614308 2307 SH SOLE 0 0 2307 INVESCO SP 500 LOW VOLATILTIY ETF S&P500 LOW VOL 46138E354 1146110 17936 SH SOLE 0 0 17936 INVESCO SP 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 1369480 9695 SH SOLE 0 0 9695 INVESCO WATER RESOURCES ETF WATER RES ETF 46137V142 1566971 30403 SH SOLE 0 0 30403 INVESCO SOLAR ETF SOLAR ETF 46138G706 878562 12045 SH SOLE 0 0 12045 EVERGY INC COM 30034W106 243665 3872 SH SOLE 0 0 3872 PACER U.S. CASH COWS 100 ETF US CASH COWS 100 69374H881 683436 14777 SH SOLE 0 0 14777 SHOCKWAVE MED INC COM 82489T104 921750 4483 SH SOLE 0 0 4483 THE NECESSITY RETAIL REIT WHERE AMERICA SHOPS COM 02607T406 454922 22421 SH SOLE 0 0 22421 FIDELITY LOW VOLATILITY FACTOR ETF LOW VOLITY ETF 316092824 421583 9129 SH SOLE 0 0 9129 WALMART, INC. COM 931142103 1654548 11669 SH SOLE 0 0 11669 CONTRA AVI GENOMIC MEDICINE INC COM 008CVR011 4453 30500 SH SOLE 0 0 30500 RAYTHEON TECHNOLOGIES CORP COM 75513E101 315375 3125 SH SOLE 0 0 3125 HYLIION HOLDINGS CORP COM 449109107 135552 57928 SH SOLE 0 0 57928 SEAGEN INC COM 81181C104 780827 6076 SH SOLE 0 0 6076 PFIZER INC COM 717081103 1239515 24190 SH SOLE 0 0 24190 Academy Sports and Outdoors, Inc. COM 00402L107 201333 3832 SH SOLE 0 0 3832 ISHARES GOLD TRUST ISHARES NEW 464285204 1309266 37851 SH SOLE 0 0 37851 PROSHARES VIX SHORTTERM FUTURES ETF VIX SH TRM FUTRS 74347Y854 308000 27065 SH SOLE 0 0 27065 Franchise Group Inc. COM 35180X105 222836 9355 SH SOLE 0 0 9355 IONQ INC COM 46222L108 158583 45966 SH SOLE 0 0 45966 US ENERGY CORP COM 911805307 175736 76407 SH SOLE 0 0 76407 ABBOTT LABS COM 002824100 590011 5374 SH SOLE 0 0 5374 PEPSICO INC COM 713448108 481311 2664 SH SOLE 0 0 2664 COCA-COLA CO COM 191216100 735777 11567 SH SOLE 0 0 11567 CATERPILLAR INC. COM 149123101 413706 1727 SH SOLE 0 0 1727 AMERICAN ELECTRIC POWER CO COM 025537101 207181 2182 SH SOLE 0 0 2182 PROCTER GAMBLE COM 742718109 239919 1583 SH SOLE 0 0 1583 SPDR SP 500 ETF TR TR UNIT TR UNIT 78462F103 1777917 4649 SH SOLE 0 0 4649 BRISTOL MYERS SQUIBB CORPORATION COM 110122108 382558 5317 SH SOLE 0 0 5317 JOHNSON JOHNSON COM 478160104 674227 3817 SH SOLE 0 0 3817 GENERAL DYNAMICS CORPORATION COM 369550108 372696 1502 SH SOLE 0 0 1502 UNION PACIFIC CORP. COM 907818108 384440 1857 SH SOLE 0 0 1857 UNITEDHEALTH GROUP INC COM COM 91324P102 271566 512 SH SOLE 0 0 512 KIMBERLY - CLARK CORP COM COM 494368103 210956 1554 SH SOLE 0 0 1554 WERNER ENTERPRISE COM 950755108 220746 5483 SH SOLE 0 0 5483 EMERSON ELEC. CO. COM 291011104 568771 5921 SH SOLE 0 0 5921 CAMPBELL SOUP COM 134429109 257021 4529 SH SOLE 0 0 4529 ROCKWELL INTERNATIONAL CORPORATION COM 773903109 256797 997 SH SOLE 0 0 997 CVS HEALTH CORP COM 126650100 368194 3951 SH SOLE 0 0 3951 OMNICOM GROUP INC COM COM 681919106 574090 7038 SH SOLE 0 0 7038 PUBLIC SERVICE ENTERPRISE GP COM 744573106 228353 3727 SH SOLE 0 0 3727 AMAZON.COM, INC COM 023135106 711228 8467 SH SOLE 0 0 8467 G III APPAREL GROUP LTD COM 36237H101 229876 16767 SH SOLE 0 0 16767 UNITED PARCEL SERVICE COM 911312106 294659 1695 SH SOLE 0 0 1695 EXXON MOBIL CORP COM COM 30231G102 346997 3146 SH SOLE 0 0 3146 DOMINION ENERGY INC COM 25746U109 343121 5596 SH SOLE 0 0 5596 TEXTRON INC COM 883203101 611429 8636 SH SOLE 0 0 8636 APPLE INC COM 037833100 2550650 19631 SH SOLE 0 0 19631 ADVANCED MICRO DEVICES INC COM 007903107 879965 13586 SH SOLE 0 0 13586 GENERAL MILLS COM 370334104 214321 2556 SH SOLE 0 0 2556 KELLOGG CO COM 487836108 502812 7058 SH SOLE 0 0 7058 AVNET INC COM 053807103 222952 5362 SH SOLE 0 0 5362 VERIZON COMMUNICATIONS COM 92343V104 443466 11255 SH SOLE 0 0 11255 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1577494 9047 SH SOLE 0 0 9047 TETRA TECH INC. COM 88162G103 244355 1683 SH SOLE 0 0 1683 MDC HOLDINGS INC COM 552676108 218956 6929 SH SOLE 0 0 6929 J P MORGAN CHASE CO COM COM 46625H100 243064 1813 SH SOLE 0 0 1813 RENT-A-CENTER INC COM 76009N100 287467 12748 SH SOLE 0 0 12748 KB HOME COM COM 48666K109 306174 9613 SH SOLE 0 0 9613 PINNACLE WEST CAPITAL COM 723484101 250172 3290 SH SOLE 0 0 3290 COTERRA ENERGY INC COM 127097103 885847 36054 SH SOLE 0 0 36054 THE CLOROX CO COM 189054109 203619 1451 SH SOLE 0 0 1451 WOLVERINE WORLD WIDE INC COM 978097103 153435 14038 SH SOLE 0 0 14038 UNITED BANKSHARES INC COM 909907107 638325 15765 SH SOLE 0 0 15765 NVIDIA CORP COM 67066G104 856306 5859 SH SOLE 0 0 5859 CHEVRON CORP NEW COM 166764100 826632 4605 SH SOLE 0 0 4605 BLACKROCK INC COM 09247X101 625126 882 SH SOLE 0 0 882 ROPER TECHNOLGIES INC COM COM 776696106 327106 757 SH SOLE 0 0 757 COSTCO WHOLESALE CORP COM 22160K105 287166 629 SH SOLE 0 0 629 ISHARES CORE SP SMALL-CAP ETF CORE S&P SCP ETF 464287804 775071 8190 SH SOLE 0 0 8190 COMMERCIAL METALS CO COM 201723103 1681420 34812 SH SOLE 0 0 34812 JOHN WILEY SONS INC CL-A CL A 968223206 238718 5959 SH SOLE 0 0 5959 SKECHERS U.S.A. INC CL A 830566105 555628 13245 SH SOLE 0 0 13245 T. ROWE PRICE GROUP, INC. COM 74144T108 340813 3125 SH SOLE 0 0 3125 THERMO FISHER SCIENTIFIC COM 883556102 246166 447 SH SOLE 0 0 447 ROYAL GOLD, INC. COM 780287108 1115703 9898 SH SOLE 0 0 9898 ENTERPRISE PRODUCTS PARTNERS L P COM 293792107 1330760 55172 SH SOLE 0 0 55172 WORTHINGTON INDUSTRIES INC COM 981811102 556106 11187 SH SOLE 0 0 11187 HEICO CORPORATION COM 422806109 961172 6256 SH SOLE 0 0 6256 EASTMAN CHEMICAL COMPANY COM 277432100 250835 3080 SH SOLE 0 0 3080 TYSON FOODS INC CL A 902494103 490468 7879 SH SOLE 0 0 7879 PROSHARES TR ULTRASHORT YR TREAS NEW PSHS TR 74347B201 910585 28018 SH SOLE 0 0 28018 ECOLAB INC. COM 278865100 265356 1823 SH SOLE 0 0 1823 AIR PRODUCTS CHEMICALS COM 009158106 235511 764 SH SOLE 0 0 764 AMGEN COMMON COM 031162100 784768 2988 SH SOLE 0 0 2988 FRANKLIN RES INC COM COM 354613101 292765 11098 SH SOLE 0 0 11098 GILEAD SCIENCE INC. COM 375558103 687744 8011 SH SOLE 0 0 8011 HOME DEPOT INC. 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COM 882508104 752609 4555 SH SOLE 0 0 4555 VISHAY INTERTECHNOLOGY COM 928298108 227973 10569 SH SOLE 0 0 10569 CANADIAN PACIFIC RAILWAY LIMITED COM 13645T100 325871 4369 SH SOLE 0 0 4369 3M CO COM COM 88579Y101 351605 2932 SH SOLE 0 0 2932 SKYWORKS SOLUTIONS INC COM COM 83088M102 1073238 11777 SH SOLE 0 0 11777 CONSUMER STAPLES SPDR SBI CONS STPLS 81369Y308 227079 3046 SH SOLE 0 0 3046 ISHARES LATIN AMERICA 40 ETF LATN AMER 40 ETF 464287390 268477 11729 SH SOLE 0 0 11729 COMCAST CORP CL A CL A 20030N101 436742 12489 SH SOLE 0 0 12489 ISHARES CORE SP 500 ETF CORE S&P500 ETF 464287200 2705955 7043 SH SOLE 0 0 7043 SELECT SECTOR SPDR FD HEALTH CARE SBI HEALTHCARE 81369Y209 244079 1797 SH SOLE 0 0 1797 EATON VANCE SR FLTNG RATE TR COM COM 27828Q105 989556 90453 SH SOLE 0 0 90453 ISHARES TR CHINA LARGE CAP ETF CHINA LG-CAP ETF 464287184 679851 24023 SH SOLE 0 0 24023 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT UNIT LP 559080106 624211 12432 SH SOLE 0 0 12432 VANGUARD SMALL-CAP VALUE VIPERS SM CP VAL ETF 922908611 2859710 18008 SH SOLE 0 0 18008 VANGUARD SMALL-CAP GROWTH VIPERS SML CP GRW ETF 922908595 1691182 8433 SH SOLE 0 0 8433 HALOZYME THERAPEUTICS, INC COM 40637H109 1512118 26575 SH SOLE 0 0 26575 DIGITAL REALTY TRUST, INC. COMMON STOCK, 0.01 PAR VALUE COM 253868103 253997 2533 SH SOLE 0 0 2533 YAMANA GOLD, INC COM 98462Y100 174481 31438 SH SOLE 0 0 31438 VANGUARD GROWTH VIPERS GROWTH ETF 922908736 1159157 5439 SH SOLE 0 0 5439 VANGUARD VALUE VIPERS VALUE ETF 922908744 2501145 17818 SH SOLE 0 0 17818 VANGUARD TOTAL STOCK MARKET VIPERS TOTAL STK MKT 922908769 1891669 9894 SH SOLE 0 0 9894 HUNTSMAN COPORATION COMMON STOCK, 0.01 PAR VALUE COM 447011107 234844 8546 SH SOLE 0 0 8546 ATT INC COM COM 00206R102 359050 19503 SH SOLE 0 0 19503 ISHARES SILVER TRUST ISHARES 46428Q109 741744 33685 SH SOLE 0 0 33685 MASTERCARD INCORPORATED CLASS A COMMON CL A 57636Q104 306350 881 SH SOLE 0 0 881 SPIRIT AEROSYSTEMS HLDGS INC CL A COM CL A 848574109 637110 21524 SH SOLE 0 0 21524 ISHARES TR SP US PFD STOCK INDEX FUND PFD AND INCM SEC 464288687 1273397 41710 SH SOLE 0 0 41710 SPDR SER TR SP BIOTECH ETF S&P BIOTECH 78464A870 1243091 14977 SH SOLE 0 0 14977 WISDOMTREE TR INDIA EARNINGS FD INDIA TR 97717W422 664315 20384 SH SOLE 0 0 20384 VISA INC COM CL A COM CL A 92826C839 532184 2562 SH SOLE 0 0 2562 PHILIP MORRIS INTL INC COM COM 718172109 1372104 13557 SH SOLE 0 0 13557 BROOKFIELD INFRASTRUCTURE PARTNERS L.P. 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