SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
McHugh Ryan

(Last) (First) (Middle)
10350 RICHMOND AVENUE, SUITE 850

(Street)
HOUSTON TX 77042

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/14/2016
3. Issuer Name and Ticker or Trading Symbol
Glori Energy Inc. [ GLRI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Controller and PAO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 100 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (1) 05/07/2022 Common Stock 13,793 $1.16 D
Employee Stock Option (right to buy) 04/14/2015 06/04/2023 Common Stock 3,613 $1.16 D
Employee Stock Option (right to buy) 04/14/2015 12/16/2023 Common Stock 5,172 $1.16 D
Employee Stock Option (right to buy) (2) 01/28/2025 Common Stock 9,489 $3.1 D
Employee Stock Option (right to buy) 12/21/2016 12/21/2025 Common Stock 12,000 $0.44 D
Explanation of Responses:
1. The option became exercisable as to 70.83% of the shares on April 14, 2015 (the "Anniversary Date") and an additional 1/48th of the shares became or becomes exercisable on the last day of each of the first 14 calendar months after the Anniversary Date.
2. The option became exercisable as to 25% of the shares on January 28, 2016 (the "Anniversary Date") and an additional 1/48th of the shares became or becomes exercisable on the last day of each of the first 36 calendar months after the Anniversary Date.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Ryan McHugh 02/19/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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