0001209191-23-041602.txt : 20230706 0001209191-23-041602.hdr.sgml : 20230706 20230706171233 ACCESSION NUMBER: 0001209191-23-041602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worrell Laila CENTRAL INDEX KEY: 0001961724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 231074394 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-03 0 0001596967 Moelis & Co MC 0001961724 Worrell Laila 399 PARK AVE NEW YORK NY 10022 1 0 0 0 0 2023 Annual Restricted Stock Units 2023-07-03 4 A 0 2335 A 2335 D 2023 Elective Restricted Stock Units 2023-07-03 4 A 0 1278 A 1278 D Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. The 2023 Annual Restricted Stock Units vested on July 3, 2023 and settlement is within 60 days following July 1, 2025. Restricted Stock Units granted to Non-Employee Director based on $44.96 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2023. The 2023 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2024 and settlement is within 60 days following the applicable vesting date. /s/ Osamu Watanabe as attorney-in-fact for Laila Worrell 2023-07-06