0001209191-23-015023.txt : 20230302 0001209191-23-015023.hdr.sgml : 20230302 20230302202049 ACCESSION NUMBER: 0001209191-23-015023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHMOODZADEGAN NAVID CENTRAL INDEX KEY: 0001604685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 23701333 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-28 0 0001596967 Moelis & Co MC 0001604685 MAHMOODZADEGAN NAVID C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Co-President, MD Class A Common Stock 2023-02-28 4 S 0 52209 43.22 D 177192 D Class A Common Stock 2023-03-01 4 S 0 54009 43.13 D 123183 D Mr. Mahmoodzadegan's ownership of 123,183 shares of Class A common stock is in addition to (i) 692,996 units of unvested or restricted equity granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2018 through 2022 and (ii) 65,688 units of equity that are subject to vesting and performance provisions granted to Mr. Mahmoodzadegan as incentive compensation for fiscal year 2022. /s/ Osamu Watanabe as attorney-in-fact for Navid Mahmoodzadegan 2023-03-02