0001209191-23-014267.txt : 20230301 0001209191-23-014267.hdr.sgml : 20230301 20230301180439 ACCESSION NUMBER: 0001209191-23-014267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230227 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATANABE OSAMU R. CENTRAL INDEX KEY: 0001604471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 23695449 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-27 0 0001596967 Moelis & Co MC 0001604471 WATANABE OSAMU R. C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 0 1 0 0 General Counsel, Secretary Class A Common Stock 2023-02-27 4 S 0 6130 42.99 D 131 D Mr. Watanabe's ownership of 131 shares of Class A common stock is in addition to (i) 33,287 units of unvested or restricted equity granted to Mr. Watanabe as incentive compensation for fiscal years 2018 through 2022 and (ii) 28,543 shares of Class A common stock issuable in exchange for Moelis & Company Group LP partnership units. /s/ Osamu Watanabe 2023-03-01