0001209191-23-004879.txt : 20230125
0001209191-23-004879.hdr.sgml : 20230125
20230125180109
ACCESSION NUMBER: 0001209191-23-004879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230123
FILED AS OF DATE: 20230125
DATE AS OF CHANGE: 20230125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOELIS KENNETH
CENTRAL INDEX KEY: 0001604686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 23553412
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-23
0
0001596967
Moelis & Co
MC
0001604686
MOELIS KENNETH
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
1
1
0
Chairman, CEO
Class A Common Stock
2023-01-23
4
S
0
12310
46.03
D
181113
I
By Trust
Class A Common Stock
2023-01-24
4
S
0
2368
46.02
D
178745
I
By Trust
Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan.
Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.
The Moelis Family Trust's ownership of 178,745 shares of Class A common stock is in addition to (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
/s/ Osamu Watanabe as attorney-in-fact for
Kenneth Moelis
2023-01-25