0001209191-22-055958.txt : 20221107 0001209191-22-055958.hdr.sgml : 20221107 20221107164406 ACCESSION NUMBER: 0001209191-22-055958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221103 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Eric CENTRAL INDEX KEY: 0001618434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 221366094 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-03 0 0001596967 Moelis & Co MC 0001618434 Cantor Eric C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Vice Chairman, MD Class A Common Stock 2022-11-03 4 M 0 1868.86 A 145279.86 D Class A Common Stock 2022-11-03 4 F 0 822.86 43.01 D 144457 D Class A Common Stock 2022-11-04 4 M 0 1263.81 A 145720.81 D Class A Common Stock 2022-11-04 4 F 0 1263.81 39.92 D 144457 D 2017 Incentive RSUs (September) 2022-11-03 4 M 0 700.33 0.00 D Class A Common Stock 700.33 0 D 2018 Incentive RSUs (September) 2022-11-03 4 M 0 463.71 0.00 D Class A Common Stock 463.71 506.64 D 2019 Incentive RSUs (September) 2022-11-03 4 M 0 704.83 0.00 D Class A Common Stock 704.83 1615.18 D 2021 Incentive RSUs 2022-11-04 4 M 0 1263.81 0.00 D Class A Common Stock 1263.81 28879.45 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. The RSUs were settled for Class A common stock on November 3, 2022. The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations. s/ Osamu Watanabe as attorney-in-fact for Eric Cantor 2022-11-07