0001209191-22-055958.txt : 20221107
0001209191-22-055958.hdr.sgml : 20221107
20221107164406
ACCESSION NUMBER: 0001209191-22-055958
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221103
FILED AS OF DATE: 20221107
DATE AS OF CHANGE: 20221107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cantor Eric
CENTRAL INDEX KEY: 0001618434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 221366094
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-03
0
0001596967
Moelis & Co
MC
0001618434
Cantor Eric
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Vice Chairman, MD
Class A Common Stock
2022-11-03
4
M
0
1868.86
A
145279.86
D
Class A Common Stock
2022-11-03
4
F
0
822.86
43.01
D
144457
D
Class A Common Stock
2022-11-04
4
M
0
1263.81
A
145720.81
D
Class A Common Stock
2022-11-04
4
F
0
1263.81
39.92
D
144457
D
2017 Incentive RSUs (September)
2022-11-03
4
M
0
700.33
0.00
D
Class A Common Stock
700.33
0
D
2018 Incentive RSUs (September)
2022-11-03
4
M
0
463.71
0.00
D
Class A Common Stock
463.71
506.64
D
2019 Incentive RSUs (September)
2022-11-03
4
M
0
704.83
0.00
D
Class A Common Stock
704.83
1615.18
D
2021 Incentive RSUs
2022-11-04
4
M
0
1263.81
0.00
D
Class A Common Stock
1263.81
28879.45
D
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
The RSUs were settled for Class A common stock on November 3, 2022.
The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations.
s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
2022-11-07