0001209191-21-014538.txt : 20210225
0001209191-21-014538.hdr.sgml : 20210225
20210225204845
ACCESSION NUMBER: 0001209191-21-014538
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON JOSEPH
CENTRAL INDEX KEY: 0001604693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 21683147
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-23
0
0001596967
Moelis & Co
MC
0001604693
SIMON JOSEPH
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-02-23
4
M
0
24713.33
A
24713.33
D
Class A Common Stock
2021-02-23
4
F
0
11524.33
54.29
D
13189
D
Class A Common Stock
2021-02-23
4
S
0
13189
53.00
D
0
D
2015 Incentive Restricted Stock Units
2021-02-23
4
M
0
6978.09
0.00
D
Class A Common Stock
6978.09
0
D
2016 Incentive Restricted Stock Units
2021-02-23
4
M
0
4649.6
0.00
D
Class A Common Stock
4649.6
4649.59
D
2017 Incentive Restricted Stock Units
2021-02-23
4
M
0
4287.11
0.00
D
Class A Common Stock
4287.11
8575.55
D
2018 Incentive Restricted Stock Units
2021-02-23
4
M
0
4294
0.00
D
Class A Common Stock
4294
12881.99
D
2019 Incentive Restricted Stock Units
2021-02-23
4
M
0
4504.54
0.00
D
Class A Common Stock
4504.54
23110.29
D
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
The RSUs were settled for Class A Common Stock on February 23, 2021.
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
2021-02-25