0001209191-21-014538.txt : 20210225 0001209191-21-014538.hdr.sgml : 20210225 20210225204845 ACCESSION NUMBER: 0001209191-21-014538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON JOSEPH CENTRAL INDEX KEY: 0001604693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 21683147 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-23 0 0001596967 Moelis & Co MC 0001604693 SIMON JOSEPH C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Class A Common Stock 2021-02-23 4 M 0 24713.33 A 24713.33 D Class A Common Stock 2021-02-23 4 F 0 11524.33 54.29 D 13189 D Class A Common Stock 2021-02-23 4 S 0 13189 53.00 D 0 D 2015 Incentive Restricted Stock Units 2021-02-23 4 M 0 6978.09 0.00 D Class A Common Stock 6978.09 0 D 2016 Incentive Restricted Stock Units 2021-02-23 4 M 0 4649.6 0.00 D Class A Common Stock 4649.6 4649.59 D 2017 Incentive Restricted Stock Units 2021-02-23 4 M 0 4287.11 0.00 D Class A Common Stock 4287.11 8575.55 D 2018 Incentive Restricted Stock Units 2021-02-23 4 M 0 4294 0.00 D Class A Common Stock 4294 12881.99 D 2019 Incentive Restricted Stock Units 2021-02-23 4 M 0 4504.54 0.00 D Class A Common Stock 4504.54 23110.29 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). The RSUs were settled for Class A Common Stock on February 23, 2021. /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon 2021-02-25