0001209191-21-013575.txt : 20210223 0001209191-21-013575.hdr.sgml : 20210223 20210223211030 ACCESSION NUMBER: 0001209191-21-013575 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAIN ELIZABETH CENTRAL INDEX KEY: 0001604659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 21668169 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-19 0 0001596967 Moelis & Co MC 0001604659 CRAIN ELIZABETH C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Chief Operating Officer 2020 Incentive RSUs 2021-02-19 4 A 0 20121 0.00 A Class A Common Stock 20121 20121 D 2020 LTI RSUs 2021-02-19 4 A 0 8246 0.00 A Class A Common Stock 8246 8246 D Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Each 2020 LTI RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. The 2020 LTI Restricted Stock Units vest in equal installments on February 23, 2024, February 23, 2025 and February 23, 2026. /s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain 2021-02-23