0001209191-20-064219.txt : 20201217
0001209191-20-064219.hdr.sgml : 20201217
20201217185739
ACCESSION NUMBER: 0001209191-20-064219
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201215
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON JOSEPH
CENTRAL INDEX KEY: 0001604693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 201397493
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-15
0
0001596967
Moelis & Co
MC
0001604693
SIMON JOSEPH
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Common Stock
2020-12-15
4
M
0
1219.33
A
1219.33
D
Class A Common Stock
2020-12-15
4
F
0
1219.33
45.00
D
0
D
2019 Incentive RSUs
2020-12-15
4
M
0
1219.33
0.00
D
Class A Common Stock
1219.33
26467.32
D
Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
The RSUs were settled for Class A common stock on December 15, 2020 in order to satisfy tax obligations.
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
2020-12-17