0001209191-20-053355.txt : 20201002 0001209191-20-053355.hdr.sgml : 20201002 20201002184549 ACCESSION NUMBER: 0001209191-20-053355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richardson Yolonda C CENTRAL INDEX KEY: 0001763524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 201221832 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-30 0 0001596967 Moelis & Co MC 0001763524 Richardson Yolonda C 399 PARK AVENUE 5TH FLOOR NEW YORK NY 10022 1 0 0 0 2019 Annual Restricted Stock Units 2020-09-30 4 A 0 9.16 A 1270.87 D 2020 Annual Restricted Stock Units 2020-09-30 4 A 0 9.3 A 1290.3 D Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock. 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. /s/ Osamu Watanabe as attorney-in-fact for Yolonda Richardson 2020-10-02