0001209191-20-044817.txt : 20200804 0001209191-20-044817.hdr.sgml : 20200804 20200804183322 ACCESSION NUMBER: 0001209191-20-044817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Eric CENTRAL INDEX KEY: 0001618434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 201074758 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-31 0 0001596967 Moelis & Co MC 0001618434 Cantor Eric C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Vice Chairman, MD Class A Common Stock 2020-07-31 4 M 0 4646.06 A 83017.06 D Class A Common Stock 2020-07-31 4 F 0 2134.06 29.84 D 80883 D 2015 Incentive RSUs (June) 2020-07-31 4 M 0 1746.46 0.00 D Class A Common Stock 1746.46 0 D 2016 Incentive RSUs (June) 2020-07-31 4 M 0 1201.14 0.00 D Class A Common Stock 1201.14 1202.56 D 2017 Incentive RSUs (June) 2020-07-31 4 M 0 666.31 0.00 D Class A Common Stock 666.31 1332.62 D 2018 Incentive RSUs (June) 2020-07-31 4 M 0 402.37 0.00 D Class A Common Stock 402.37 1207.12 D 2019 Incentive RSUs (June) 2020-07-31 4 M 0 629.77 0.00 D Class A Common Stock 629.77 2519.1 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). The RSUs were settled for Class A common stock on July 31, 2020. /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor 2020-08-04