0001209191-20-026020.txt : 20200428 0001209191-20-026020.hdr.sgml : 20200428 20200428181818 ACCESSION NUMBER: 0001209191-20-026020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200424 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Eric CENTRAL INDEX KEY: 0001618434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 20826502 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-24 0 0001596967 Moelis & Co MC 0001618434 Cantor Eric C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Vice Chairman, MD Class A Common Stock 2020-04-24 4 M 0 11478.65 A 83640.65 D Class A Common Stock 2020-04-24 4 F 0 5269.65 29.02 D 78371 D 2015 Incentive RSUs (March) 2020-04-24 4 M 0 1676.73 0.00 D Class A Common Stock 1676.73 0 D 2016 Incentive RSUs (March) 2020-04-24 4 M 0 1031.06 0.00 D Class A Common Stock 1031.06 1031.06 D 2017 Restricted Stock Unit Award for MD 2020-04-24 4 M 0 7057.4 0.00 D Class A Common Stock 7057.4 14117.44 D 2017 Incentive RSUs (March) 2020-04-24 4 M 0 705.74 0.00 D Class A Common Stock 705.74 1411.48 D 2018 Incentive RSUs (March) 2020-04-24 4 M 0 483.98 0.00 D Class A Common Stock 483.98 1453.15 D 2019 Incentive RSUs (March) 2020-04-24 4 M 0 523.74 0.00 D Class A Common Stock 523.74 2098.21 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). The RSUs were settled for Class A common stock on April 24, 2020. /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor 2020-04-28