0001209191-19-055383.txt : 20191105
0001209191-19-055383.hdr.sgml : 20191105
20191105205915
ACCESSION NUMBER: 0001209191-19-055383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191101
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cantor Eric
CENTRAL INDEX KEY: 0001618434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 191194859
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-01
0
0001596967
Moelis & Co
MC
0001618434
Cantor Eric
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Vice Chairman, MD
Class A Common Stock
2019-11-01
4
M
0
17960.39
A
66167.39
D
Class A Common Stock
2019-11-01
4
F
0
8026.39
35.68
D
58141
D
2014 Restricted Stock Units
2019-11-01
4
M
0
14276.19
0.00
D
Class A Common Stock
14276.19
0
D
2014 Incentive RSUs Granted in 2015 (September)
2019-11-01
4
M
0
1745.51
0.00
D
Class A Common Stock
1745.51
1745.51
D
2016 Incentive RSUs (September)
2019-11-01
4
M
0
1001.08
0.00
D
Class A Common Stock
1001.08
2002.17
D
2017 Incentive RSUs (September)
2019-11-01
4
M
0
554.12
0.00
D
Class A Common Stock
554.12
1664.75
D
2018 Incentive RSUs (September)
2019-11-01
4
M
0
383.48
0.00
D
Class A Common Stock
383.48
1538.26
D
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
The RSUs were settled for Class A common stock on November 1, 2019.
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
2019-11-05