0001209191-19-055383.txt : 20191105 0001209191-19-055383.hdr.sgml : 20191105 20191105205915 ACCESSION NUMBER: 0001209191-19-055383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Eric CENTRAL INDEX KEY: 0001618434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 191194859 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-01 0 0001596967 Moelis & Co MC 0001618434 Cantor Eric C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Vice Chairman, MD Class A Common Stock 2019-11-01 4 M 0 17960.39 A 66167.39 D Class A Common Stock 2019-11-01 4 F 0 8026.39 35.68 D 58141 D 2014 Restricted Stock Units 2019-11-01 4 M 0 14276.19 0.00 D Class A Common Stock 14276.19 0 D 2014 Incentive RSUs Granted in 2015 (September) 2019-11-01 4 M 0 1745.51 0.00 D Class A Common Stock 1745.51 1745.51 D 2016 Incentive RSUs (September) 2019-11-01 4 M 0 1001.08 0.00 D Class A Common Stock 1001.08 2002.17 D 2017 Incentive RSUs (September) 2019-11-01 4 M 0 554.12 0.00 D Class A Common Stock 554.12 1664.75 D 2018 Incentive RSUs (September) 2019-11-01 4 M 0 383.48 0.00 D Class A Common Stock 383.48 1538.26 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). The RSUs were settled for Class A common stock on November 1, 2019. /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor 2019-11-05