0001209191-19-041277.txt : 20190703 0001209191-19-041277.hdr.sgml : 20190703 20190703182947 ACCESSION NUMBER: 0001209191-19-041277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190703 DATE AS OF CHANGE: 20190703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richardson Yolonda C CENTRAL INDEX KEY: 0001763524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 19942888 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-01 0 0001596967 Moelis & Co MC 0001763524 Richardson Yolonda C 399 PARK AVENUE 5TH FLOOR NEW YORK NY 10022 1 0 0 0 2019 Annual Restricted Stock Units 2019-07-01 4 A 0 1164 A 1164 D Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan. The 2019 Annual Restricted Stock Units vested on July 1, 2019 and settlement is within 60 days following July 1, 2021. Restricted Stock Units granted to Non-Employee Director based on $34.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 28, 2019. /s/ Osamu Watanabe as attorney-in-fact for Yolonda Richardson 2019-07-03