0001209191-19-027601.txt : 20190503 0001209191-19-027601.hdr.sgml : 20190503 20190503205911 ACCESSION NUMBER: 0001209191-19-027601 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAICH JEFFREY CENTRAL INDEX KEY: 0001604691 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 19797923 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-05-01 2019-05-03 0 0001596967 Moelis & Co MC 0001604691 RAICH JEFFREY C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Co-President, MD Class A Common Stock 2019-05-01 4 M 0 146723.982 A 146723.982 D Class A Common Stock 2019-05-01 4 D 0 3.982 149.26 D 146720 D Class A Common Stock 2019-05-01 4 S 0 73361 37.50 D 73359 D 2014 Incentive Restricted Stock Units 2019-05-01 4 M 0 29372.007 0.00 D Class A Common Stock 29372.007 0 D 2014 Incentive RSUs Granted in 2015 2019-05-01 4 M 0 49929.754 0.00 D Class A Common Stock 49929.754 49929.752 D 2015 Incentive RSUs 2019-05-01 4 M 0 27218.491 0.00 D Class A Common Stock 27218.491 54436.981 D 2016 Incentive RSUs 2019-05-01 4 M 0 22165.383 0.00 D Class A Common Stock 22165.383 66496.149 D 2017 Incentive RSUs 2019-05-01 4 M 0 18038.347 0.00 D Class A Common Stock 18038.347 72155.673 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Pursuant to the terms of the RSUs, fractional shares were settled in cash. Based on the price per share of Class A common stock of $37.50. The RSUs were settled for Class A common stock on May 1, 2019. This amended Form 4 is being filed to correct a typographical error in Table I, Row 2, Column 5. The original Form 4 showed an amount of $146.72 in error. The correct amount is $146,720.00 as shown in this amended Form 4. /s/ Osamu Watanabe as attorney-in-fact for Jeffrey Raich 2019-05-03