0001209191-19-027601.txt : 20190503
0001209191-19-027601.hdr.sgml : 20190503
20190503205911
ACCESSION NUMBER: 0001209191-19-027601
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAICH JEFFREY
CENTRAL INDEX KEY: 0001604691
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 19797923
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-05-01
2019-05-03
0
0001596967
Moelis & Co
MC
0001604691
RAICH JEFFREY
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Co-President, MD
Class A Common Stock
2019-05-01
4
M
0
146723.982
A
146723.982
D
Class A Common Stock
2019-05-01
4
D
0
3.982
149.26
D
146720
D
Class A Common Stock
2019-05-01
4
S
0
73361
37.50
D
73359
D
2014 Incentive Restricted Stock Units
2019-05-01
4
M
0
29372.007
0.00
D
Class A Common Stock
29372.007
0
D
2014 Incentive RSUs Granted in 2015
2019-05-01
4
M
0
49929.754
0.00
D
Class A Common Stock
49929.754
49929.752
D
2015 Incentive RSUs
2019-05-01
4
M
0
27218.491
0.00
D
Class A Common Stock
27218.491
54436.981
D
2016 Incentive RSUs
2019-05-01
4
M
0
22165.383
0.00
D
Class A Common Stock
22165.383
66496.149
D
2017 Incentive RSUs
2019-05-01
4
M
0
18038.347
0.00
D
Class A Common Stock
18038.347
72155.673
D
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Pursuant to the terms of the RSUs, fractional shares were settled in cash.
Based on the price per share of Class A common stock of $37.50.
The RSUs were settled for Class A common stock on May 1, 2019.
This amended Form 4 is being filed to correct a typographical error in Table I, Row 2, Column 5. The original Form 4 showed an amount of $146.72 in error. The correct amount is $146,720.00 as shown in this amended Form 4.
/s/ Osamu Watanabe as attorney-in-fact for Jeffrey Raich
2019-05-03