0001209191-19-027599.txt : 20190503 0001209191-19-027599.hdr.sgml : 20190503 20190503204937 ACCESSION NUMBER: 0001209191-19-027599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Eric CENTRAL INDEX KEY: 0001618434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 19797908 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-01 0 0001596967 Moelis & Co MC 0001618434 Cantor Eric C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 0 0 Vice Chairman, MD Class A Common Stock 2019-05-01 4 M 0 26557.848 A 58189.848 D Class A Common Stock 2019-05-01 4 F 0 11985.848 37.50 D 46204 D 2014 Incentive RSUs Granted in 2015 (December) 2019-05-01 4 M 0 1574.39 0.00 D Class A Common Stock 1574.39 3148.787 D 2015 Incentive RSUs 2019-05-01 4 M 0 5336.933 0.00 D Class A Common Stock 5336.933 10673.867 D 2015 Incentive RSUs (March) 2019-05-01 4 M 0 1536.708 0.00 D Class A Common Stock 1536.708 1536.708 D 2016 Incentive RSUs 2019-05-01 4 M 0 3212.004 0.00 D Class A Common Stock 3212.004 9637.229 D 2016 Incentive RSUs (March) 2019-05-01 4 M 0 944.96 0.00 D Class A Common Stock 944.96 1889.919 D 2016 Incentive RSUs Granted (December) 2019-05-01 4 M 0 714.82 0.00 D Class A Common Stock 714.82 2144.484 D 2017 Incentive RSUs 2019-05-01 4 M 0 5215.825 0.00 D Class A Common Stock 5215.825 20864.442 D 2017 Restricted Stock Unit Award for MD 2019-05-01 4 M 0 6468.057 0.00 D Class A Common Stock 6468.057 19406.579 D 2017 Incentive RSUs (March) 2019-05-01 4 M 0 646.806 0.00 D Class A Common Stock 646.806 1940.417 D 2017 Incentive RSUs (December) 2019-05-01 4 M 0 463.78 0.00 D Class A Common Stock 463.78 1855.127 D 2018 Incentive RSUs (March) 2019-05-01 4 M 0 443.566 0.00 D Class A Common Stock 443.566 1775.365 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). The RSUs were settled for Class A common stock on May 1, 2019. /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor 2019-05-03