0001209191-19-027595.txt : 20190503
0001209191-19-027595.hdr.sgml : 20190503
20190503202349
ACCESSION NUMBER: 0001209191-19-027595
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON JOSEPH
CENTRAL INDEX KEY: 0001604693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 19797892
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-01
0
0001596967
Moelis & Co
MC
0001604693
SIMON JOSEPH
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Common Stock
2019-05-01
4
M
0
49330.378
A
49330.378
D
Class A Common Stock
2019-05-01
4
F
0
23484.378
37.50
D
25846
D
2014 LTI Restricted Stock Units
2019-05-01
4
M
0
20556.294
0.00
D
Class A Common Stock
20556.294
0
D
2014 Incentive RSUs
2019-05-01
4
M
0
9827.377
0.00
D
Class A Common Stock
9827.377
0
D
2014 Incentive RSUs Granted in 2015
2019-05-01
4
M
0
6911.694
0.00
D
Class A Common Stock
6911.694
7581.4703
D
2015 Incentive RSUs
2019-05-01
4
M
0
5188.142
0.00
D
Class A Common Stock
5188.142
11955.5656
D
2016 Incentive RSUs
2019-05-01
4
M
0
3983.08
0.00
D
Class A Common Stock
3983.08
11949.2409
D
2017 Incentive RSUs
2019-05-01
4
M
0
2863.792
0.00
D
Class A Common Stock
2863.792
14691.3551
D
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
The RSUs were settled for Class A common stock on May 1, 2019.
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
2019-05-03