0001209191-19-027595.txt : 20190503 0001209191-19-027595.hdr.sgml : 20190503 20190503202349 ACCESSION NUMBER: 0001209191-19-027595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON JOSEPH CENTRAL INDEX KEY: 0001604693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 19797892 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-01 0 0001596967 Moelis & Co MC 0001604693 SIMON JOSEPH C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Class A Common Stock 2019-05-01 4 M 0 49330.378 A 49330.378 D Class A Common Stock 2019-05-01 4 F 0 23484.378 37.50 D 25846 D 2014 LTI Restricted Stock Units 2019-05-01 4 M 0 20556.294 0.00 D Class A Common Stock 20556.294 0 D 2014 Incentive RSUs 2019-05-01 4 M 0 9827.377 0.00 D Class A Common Stock 9827.377 0 D 2014 Incentive RSUs Granted in 2015 2019-05-01 4 M 0 6911.694 0.00 D Class A Common Stock 6911.694 7581.4703 D 2015 Incentive RSUs 2019-05-01 4 M 0 5188.142 0.00 D Class A Common Stock 5188.142 11955.5656 D 2016 Incentive RSUs 2019-05-01 4 M 0 3983.08 0.00 D Class A Common Stock 3983.08 11949.2409 D 2017 Incentive RSUs 2019-05-01 4 M 0 2863.792 0.00 D Class A Common Stock 2863.792 14691.3551 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). The RSUs were settled for Class A common stock on May 1, 2019. /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon 2019-05-03