0001209191-18-063294.txt : 20181218
0001209191-18-063294.hdr.sgml : 20181218
20181218180130
ACCESSION NUMBER: 0001209191-18-063294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181214
FILED AS OF DATE: 20181218
DATE AS OF CHANGE: 20181218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON JOSEPH
CENTRAL INDEX KEY: 0001604693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 181241621
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-14
0
0001596967
Moelis & Co
MC
0001604693
SIMON JOSEPH
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Common Stock
2018-12-14
4
M
0
2610.69
A
2610.69
D
Class A Common Stock
2018-12-14
4
F
0
2610.69
36.49
D
0
D
2014 Incentive RSUs Granted in 2015
2018-12-14
4
M
0
641.4
0.00
D
Class A Common Stock
641.4
13908.22
D
2014 Incentive Restricted Stock Units
2018-12-14
4
M
0
435.4
0.00
D
Class A Common Stock
435.4
9430.75
D
2015 Incentive RSUs
2018-12-14
4
M
0
757.77
0.00
D
Class A Common Stock
757.77
16451.79
D
2017 Incentive RSUs
2018-12-14
4
M
0
776.12
0.00
D
Class A Common Stock
776.12
16846.62
D
Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations.
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
2018-12-18