0001209191-18-059036.txt : 20181116
0001209191-18-059036.hdr.sgml : 20181116
20181116175021
ACCESSION NUMBER: 0001209191-18-059036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181114
FILED AS OF DATE: 20181116
DATE AS OF CHANGE: 20181116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cantor Eric
CENTRAL INDEX KEY: 0001618434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 181190832
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-14
0
0001596967
Moelis & Co
MC
0001618434
Cantor Eric
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Vice Chairman, MD
2014 Restricted Stock Units
0.00
2018-11-14
4
A
0
153.84
0.00
A
Class A Common Stock
153.84
13295.37
D
2015 Incentive RSUs Granted in 2015 (Quarterly Awards)
0.00
2018-11-14
4
A
0
159.45
0.00
A
Class A Common Stock
159.45
13780.19
D
2015 Incentive RSUs
0.00
2018-11-14
4
A
0
177.78
0.00
A
Class A Common Stock
177.78
15364.61
D
2016 Incentive RSUs Granted in 2016 (Quarterly Awards)
0.00
2018-11-14
4
A
0
131.97
0.00
A
Class A Common Stock
131.97
11406.02
D
2016 Incentive RSUs
0.00
2018-11-14
4
A
0
142.67
0.00
A
Class A Common Stock
142.67
12330.64
D
2017 Incentive RSUs Granted in 2017 (Quarterly Awards)
0.00
2018-11-14
4
A
0
105.27
0.00
A
Class A Common Stock
105.27
9098.5
D
2017 Restricted Stock Unit Award for MD
0.00
2018-11-14
4
A
0
287.3
0.00
A
Class A Common Stock
287.3
24830.34
D
2017 Incentive RSUs
0.00
2018-11-14
4
A
0
289.59
0.00
A
Class A Common Stock
289.59
25027.67
D
2017 Long Term Incentive Award
0.00
2018-11-14
4
A
0
120.65
0.00
A
Class A Common Stock
120.65
10427.19
D
2018 Incentive RSUs Granted in 2018 (Quarterly)
0.00
2018-11-14
4
A
0
65.65
0.00
A
Class A Common Stock
65.65
5674.17
D
Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 34.13 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents subsequently issued thereon), (2) 35.26 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents subsequently issued thereon), (3) 37.62 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents subsequently issued thereon) and (4) 52.44 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 31.48 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents subsequently issued thereon), (2) 36.39 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016 (and dividend equivalents subsequently issued thereon), (3) 32.36 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016 (and dividend equivalents subsequently issued thereon), and (4) 31.75 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 28.73 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon), (2) 26.89 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents subsequently issued thereon), (3) 23.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents subsequently issued thereon), and (4) 25.75 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 24.64 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 29, 2018 (and dividend equivalents subsequently issued thereon), (2) 20.31 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 29, 2018 (and dividend equivalents subsequently issued thereon), and (3) 20.71 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
2018-11-16