0000950170-24-019595.txt : 20240223 0000950170-24-019595.hdr.sgml : 20240223 20240223193440 ACCESSION NUMBER: 0000950170-24-019595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pilcher Ciafone Katherine CENTRAL INDEX KEY: 0001994994 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 24673211 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Pilcher Ciafone Kate DATE OF NAME CHANGE: 20230925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 ownership.xml 4 X0508 4 2024-02-21 0001596967 Moelis & Co MC 0001994994 Pilcher Ciafone Katherine C/O MOELIS & COMPANY 399 PARK AVE NEW YORK NY 10022 false true false false Chief Operating Officer false Class A Common Stock 2024-02-21 4 M false 8465.95 A 8465.95 D Class A Common Stock 2024-02-21 4 F false 1.95 52.60 D 8464 D Class A Common Stock 2024-02-21 4 S false 4798.00 52.60 D 3666 D 2018 Incentive Restricted Stock Units 2024-02-21 4 M false 1295.29 0 D Class A Common Stock 1295.29 0 D 2019 Incentive Restricted Stock Units 2024-02-21 4 M false 2656.09 0 D Class A Common Stock 2656.09 2656.09 D 2020 Incentive Restricted Stock Units 2024-02-21 4 M false 1367.11 0 D Class A Common Stock 1367.11 2736.70 D 2021 Incentive Restricted Stock Units 2024-02-21 4 M false 1299.57 0 D Class A Common Stock 1299.57 3898.70 D 2022 Incentive Restricted Stock Units 2024-02-21 4 M false 1847.90 0 D Class A Common Stock 1847.90 7394.77 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. The RSUs were settled for Class A common stock on February 21, 2024. /s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone 2024-02-23