0001654954-20-009725.txt : 20200901 0001654954-20-009725.hdr.sgml : 20200901 20200901184018 ACCESSION NUMBER: 0001654954-20-009725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Peter CENTRAL INDEX KEY: 0001777740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38248 FILM NUMBER: 201155351 MAIL ADDRESS: STREET 1: C/O RUMBLEON, INC.,1350 LAKESHORE DRIVE STREET 2: SUITE 160 CITY: COPPELL STATE: TX ZIP: 75019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RumbleON, Inc. CENTRAL INDEX KEY: 0001596961 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 463951329 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 W. WALNUT HILL LANE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-771-9952 MAIL ADDRESS: STREET 1: 901 W. WALNUT HILL LANE CITY: IRVING STATE: TX ZIP: 75038 FORMER COMPANY: FORMER CONFORMED NAME: Smart Server, Inc DATE OF NAME CHANGE: 20140114 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2020-08-31 0001596961 RumbleON, Inc. RMBL 0001777740 Levy Peter C/O RUMBLEON, INC., 901 W. WALNUT HILL LANE IRVING TX 75038 false true false false Chief Operating Officer Class B Common Stock 2020-08-31 4 M false 187 A 5880 D Restricted Stock Units 2020-08-31 4 M false 187 0 D Class B Common Stock 187 1813 D Restricted Stock Units Class B Common Stock 16287 16287 D Restricted Stock Units Class B Common Stock 66666 66666 D Restricted Stock Units Class B Common Stock 1250 1250 D Restricted Stock Units Class B Common Stock 2250 2250 D Represents shares of RumbleOn, Inc. ("RMBL") Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares were delivered on August 31, 2020 Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. These RSUs were granted on August 22, 2019. The RSUs vest (1) 20% on the last day of the ninth month following the grant date, (2) 7.5% every three months on the last day of each three month period beginning on the last day of the twelfth month following the grant date through the last of the twenty-first month following the grant date and (3) 12.5% every three months on the last day of each three month period beginning on the last day of the twenty-fourth month following the grant date through the last day of the thirty-first month following the grant date. These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020. These RSUs vest (1) 20.0% on the thirteenth month after the grant date, (2) an additional 30.0% during the subsequent twelve months of the initial vesting, and (3) the final 50.0% during the following twelve months. These RSUs vest as follows: one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $50 per share or greater for 30 consecutive trading days; one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $100 per share or greater for 30 consecutive trading days; and one third shall vest on the first trading day after the RMBL's Class B Common stock closes at a stock price of $200 per share or greater for 30 consecutive trading days. These RSUs have a term of 30 months. These RSUs were granted on June 25, 2018. The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. These RSUs were granted on November 20, 2017. /s/ Peter Levy 2020-09-01