0000899243-21-004168.txt : 20210202 0000899243-21-004168.hdr.sgml : 20210202 20210202160536 ACCESSION NUMBER: 0000899243-21-004168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210131 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckle Isabelle CENTRAL INDEX KEY: 0001823186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 21581422 MAIL ADDRESS: STREET 1: C/O QUOTIENT LIMITED, B1, BUSINESS PARK STREET 2: TERRE BONNE, ROUTE DE CRASSIER 13 CITY: EYSINS STATE: V8 ZIP: 1262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-31 0 0001596946 Quotient Ltd QTNT 0001823186 Buckle Isabelle C/O QUOTIENT LIMITED, B1, BUSINESS PARK TERRE BONNE, ROUTE DE CRASSIER 13 EYSINS V8 1262 SWITZERLAND 1 0 0 0 Ordinary Shares 2021-01-31 4 M 0 3846 A 8004 D Ordinary Share Option (Right to Buy) 4.81 2030-09-01 Ordinary Shares 20790 20790 D Ordinary Share Option (Right to Buy) 4.81 2030-09-01 Ordinary Shares 2171 2171 D Restricted Stock Units 2021-01-31 4 M 0 3846 0.00 D Ordinary Shares 3846 11539 D Ordinary Share Option (Right to Buy) 4.55 2030-10-31 Ordinary Shares 13611 13611 D Restricted Stock Units convert into ordinary shares on a one-for-one basis. The option vests and becomes exercisable in three equal annual installments beginning September 1, 2021. The option was granted as an inducement grant pursuant to Nasdaq listing rule 5635(c)(4). 724 options vested on October 31, 2020 and remain exercisable, and the remaining 1,447 options will vest in two equal annual installments. On October 31, 2020, the Reporting Person was granted 15,385 restricted stock units, of which 3,846 have vested and have been exercised. The remaining 11,539 restricted stock units will vest in three equal installments on April 30, 2021, July 31, 2021 and October 31, 2021. The options vest and become exercisable on October 31, 2021. /s/ Isabelle Buckle 2021-02-02