0001628280-24-001421.txt : 20240116 0001628280-24-001421.hdr.sgml : 20240116 20240116180051 ACCESSION NUMBER: 0001628280-24-001421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240113 FILED AS OF DATE: 20240116 DATE AS OF CHANGE: 20240116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bal Kanwardev Raja Singh CENTRAL INDEX KEY: 0001596915 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40481 FILM NUMBER: 24536284 MAIL ADDRESS: STREET 1: C/O INDIE SEMICONDUCTOR, INC. STREET 2: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER NAME: FORMER CONFORMED NAME: Bal K. Raja S. DATE OF NAME CHANGE: 20140113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: indie Semiconductor, Inc. CENTRAL INDEX KEY: 0001841925 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 2024310507 MAIL ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc. DATE OF NAME CHANGE: 20210122 4 1 wk-form4_1705446042.xml FORM 4 X0508 4 2024-01-13 0 0001841925 indie Semiconductor, Inc. INDI 0001596915 Bal Kanwardev Raja Singh C/O INDIE SEMICONDUCTOR, INC. 32 JOURNEY ALISO VIEJO CA 92656 0 1 0 0 SVP Chief Accounting Officer 0 Restricted Stock Units 2024-01-13 4 A 0 100000 0 A Class A Common Stock 100000 100000 D Performance-based Restricted Stock Units 2024-01-13 4 A 0 200000 0 A Class A Common Stock 200000 200000 D Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period ending on January 13, 2027 (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period. /s/ Bal, Kanwardev Raja Singh by Naixi Wu pursuant to power of attorney filed on December 7, 2022 2024-01-16