0001596901-14-000007.txt : 20141110 0001596901-14-000007.hdr.sgml : 20141110 20141110113908 ACCESSION NUMBER: 0001596901-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pettee Investors, Inc. CENTRAL INDEX KEY: 0001596901 IRS NUMBER: 061251488 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15774 FILM NUMBER: 141207383 BUSINESS ADDRESS: STREET 1: 46 CLEARVIEW LANE CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203 966 3199 MAIL ADDRESS: STREET 1: 46 CLEARVIEW LANE CITY: NEW CANAAN STATE: CT ZIP: 06840 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001596901 XXXXXXXX 09-30-2014 09-30-2014 Pettee Investors, Inc.

46 CLEARVIEW LANE NEW CANAAN CT 06840

13F COMBINATION REPORT 028-15774 0000948046 028-10103 DEUTSCHE BANK AG\ N Sheila P. Pettee 203 966 3199 Sheila P. Pettee New Canaan CT 11-10-2014 0 84 101791 false INFORMATION TABLE 2 inftable.xml 3M COM 88579y101 901 6360 SH SOLE 2120 0 4240 3M COM 88579y101 28 200 SH OTR 02 0 0 200 AT&T COM 030177109 693 19664 SH SOLE 0 0 19664 Abbott Laboratories COM 002824100 1443 34693 SH SOLE 0 0 34693 Abbvie COM 00287Y109 1792 31018 SH SOLE 0 0 31018 Alcoa COM 013817101 399 24800 SH SOLE 0 0 24800 American Express COM 025816109 1313 15000 SH SOLE 612 0 14388 Ameriprise Financial COM 03076C106 308 2500 SH SOLE 0 0 2500 Amgen COM 031162100 638 4542 SH SOLE 600 0 3942 Apple COM 037833100 817 8106 SH SOLE 1288 0 6818 Apple COM 037833100 71 700 SH OTR 02 0 0 700 Bank of New York Mellon COM 064058100 409 10560 SH SOLE 7392 0 3168 Bristol-Myers Squibb COM 110122108 2581 50430 SH SOLE 5640 0 44790 Bristol-Myers Squibb COM 110122108 630 12311 SH OTR 02 0 0 12311 Caterpillar COM 149123101 237 2398 SH SOLE 1000 0 1398 Celgene COM 151020104 1080 11396 SH SOLE 1600 0 9796 Celgene COM 151020104 76 800 SH OTR 02 0 0 800 Charles Schwab COM 808513105 209 7108 SH SOLE 0 0 7108 Chevron COM 166764100 2041 17109 SH SOLE 716 0 16393 Chevron COM 166764100 516 4325 SH OTR 02 0 0 4325 Cisco Systems COM 17275R952 194 7700 SH SOLE 0 0 7700 Cisco Systems COM 17275R952 46 1838 SH OTR 02 0 0 1838 Clinuvel Pharmaceuticals COM clvly 67 23100 SH SOLE 0 0 23100 Clorox COM 189054109 2228 23200 SH SOLE 2320 0 20880 Coca-Cola COM 191216100 331 7750 SH SOLE 0 0 7750 Disney COM 254687106 2455 27580 SH SOLE 3000 0 24580 Dow Chemical COM 260543103 2941 56092 SH SOLE 7075 0 49017 Dr. Pepper Snapple COM 26138E109 204 3168 SH SOLE 768 0 2400 Du Pont (E.I) de Nemours COM 263534109 937 13060 SH SOLE 1950 0 11110 Emerson Electric COM 291011104 1120 17891 SH SOLE 3800 0 14091 Emerson Electric COM 291011104 336 5370 SH OTR 02 0 0 5370 Equifax COM 294429105 354 4738 SH OTR 02 0 0 4738 Express Scripts COM 30219g108 889 12584 SH SOLE 500 0 12084 Express Scripts COM 30219g108 224 3165 SH OTR 02 0 0 3165 Exxon Mobil COM 30231G102 8028 85357 SH SOLE 7527 0 77830 Exxon Mobil COM 30231G102 753 8011 SH OTR 02 0 0 8011 Fidelity National Info. COM 31620M106 283 5020 SH OTR 02 0 0 5020 Ford Motor COM 345370860 200 13500 SH SOLE 2800 0 10700 General Electric COM 369604103 2799 109262 SH SOLE 6300 0 102962 General Electric COM 369604103 417 16263 SH OTR 02 0 0 16263 Home Depot COM 437076102 666 7263 SH SOLE 1100 0 6163 Intel COM 458140100 2694 77371 SH SOLE 9600 0 67771 Intel COM 458140100 62 1780 SH OTR 02 0 0 1780 International Business Machine COM 459200101 2844 14980 SH SOLE 1610 0 13370 JPMorgan Chase COM 46625h100 4984 82728 SH SOLE 1624 0 81104 JPMorgan Chase COM 46625h100 1254 20812 SH OTR 02 0 0 20812 Johnson & Johnson COM 478160104 16088 150937 SH SOLE 6471 0 144466 Johnson & Johnson COM 478160104 955 8959 SH OTR 02 0 0 8959 Kimberly Clark COM 494368103 54 500 SH SOLE 0 0 500 Kimberly Clark COM 494368103 502 4663 SH OTR 02 0 0 4663 McCormick COM 579780206 1271 18998 SH SOLE 4800 0 14198 McDonald's Corp. COM 580135101 1074 11325 SH SOLE 1707 0 9618 McDonald's Corp. COM 580135101 76 800 SH OTR 02 0 0 800 McGraw Hill Financial COM 580645109 921 10910 SH SOLE 900 0 10010 Merck COM 58933y105 1913 32270 SH SOLE 2548 0 29722 Merck COM 58933y105 386 6509 SH OTR 02 0 0 6509 Microsoft COM 594918104 516 11126 SH SOLE 800 0 10326 Microsoft COM 594918104 109 2341 SH OTR 02 0 0 2341 Mondelez COM 609207105 165 4812 SH SOLE 0 0 4812 Mondelez COM 609207105 53 1541 SH OTR 02 0 0 1541 Monsanto COM 61166w101 601 5339 SH SOLE 0 0 5339 Monsanto COM 61166w101 270 2400 SH OTR 02 0 0 2400 Nestle ADR COM 641069406 2803 38126 SH SOLE 5000 0 33126 Norfolk Southern COM 655844108 388 3476 SH OTR 02 0 0 3476 PepsiCo COM 713448108 2207 23711 SH SOLE 0 0 23711 PepsiCo COM 713448108 789 8479 SH OTR 02 0 0 8479 Pfizer COM 717081103 4875 164856 SH SOLE 17446 0 147410 Pfizer COM 717081103 295 9982 SH OTR 02 0 0 9982 Philip Morris COM 718172109 33 400 SH SOLE 0 0 400 Philip Morris COM 718172109 181 2166 SH OTR 02 0 0 2166 Procter & Gamble COM 742718109 3602 43013 SH SOLE 2437 0 40576 Procter & Gamble COM 742718109 825 9853 SH OTR 02 0 0 9853 Qualcomm COM 747525103 435 5821 SH SOLE 900 0 4921 Schlumberger COM 806857108 1434 14098 SH SOLE 1600 0 12498 Schlumberger COM 806857108 692 6805 SH OTR 02 0 0 6805 Union Pacific COM 907818108 195 1800 SH SOLE 400 0 1400 Union Pacific COM 907818108 369 3400 SH OTR 02 0 0 3400 United Parcel Service 'B' COM 911312106 258 2625 SH SOLE 300 0 2325 Verizon Communications COM 92343v104 939 18784 SH SOLE 700 0 18084 Wal-Mart Stores COM 931142103 1409 18431 SH SOLE 0 0 18431 Waste Management COM 94106L109 494 10396 SH SOLE 0 0 10396 Yum! Brands COM 988498101 299 4160 SH SOLE 0 0 4160 Zimmer Holdings COM 98956p102 493 4904 SH SOLE 1255 0 3649 Zimmer Holdings COM 98956p102 332 3304 SH OTR 02 0 0 3304