The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 8,563 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 1,998 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 3,474 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| HORIZON PHARMA PLC | SHS | G4617B105 | 3,476 | 100,050 | SH | DFND | 1 | 100,050 | 0 | 0 | |
| ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 596 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 11,195 | 2,820,000 | SH | Put | DFND | 1 | 2,820,000 | 0 | 0 |
| LEVY ACQUISITION CORP | *W EXP 11/19/201 | 52748T112 | 1,277 | 220,188 | SH | DFND | 1 | 220,188 | 0 | 0 | |
| LEVY ACQUISITION CORP | COM | 52748T104 | 2,307 | 151,563 | SH | DFND | 1 | 151,563 | 0 | 0 | |
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 16,232 | 320,600 | SH | DFND | 1 | 320,600 | 0 | 0 | |
| LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | 2,164 | 55,115 | SH | DFND | 1 | 55,115 | 0 | 0 | |
| MARTHA STEWART LIVING OMNIME | CL A | 573083102 | 22,170 | 3,552,861 | SH | DFND | 1 | 3,552,861 | 0 | 0 | |
| NEUSTAR INC | CL A | 64126X201 | 13,145 | 450,000 | SH | Put | DFND | 1 | 450,000 | 0 | 0 |
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 371 | 14,500 | SH | DFND | 1 | 14,500 | 0 | 0 | |
| SCIENTIFIC GAMES CORP | CL A | 80874P109 | 7,770 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| SCIENTIFIC GAMES CORP | CL A | 80874P109 | 60,824 | 3,914,000 | SH | Call | DFND | 1 | 3,914,000 | 0 | 0 |
| SEQUENTIAL BRANDS GROUP INC | COM NEW | 817340201 | 2,401 | 157,000 | SH | DFND | 1 | 157,000 | 0 | 0 | |
| TIME WARNER CABLE INC | COM | 88732J207 | 8,909 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 33,323 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
| WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 1,213 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |