0001633970-15-000040.txt : 20150904
0001633970-15-000040.hdr.sgml : 20150904
20150904172928
ACCESSION NUMBER: 0001633970-15-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150902
FILED AS OF DATE: 20150904
DATE AS OF CHANGE: 20150904
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Catalent, Inc.
CENTRAL INDEX KEY: 0001596783
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 208737688
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 14 SCHOOLHOUSE ROAD
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: (732) 537-6200
MAIL ADDRESS:
STREET 1: 14 SCHOOLHOUSE ROAD
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: PTS Holdings Corp.
DATE OF NAME CHANGE: 20140113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gennadios Aristippos
CENTRAL INDEX KEY: 0001612357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36587
FILM NUMBER: 151095105
MAIL ADDRESS:
STREET 1: C/O CATALENT, INC.
STREET 2: 14 SCHOOLHOUSE ROAD
CITY: SOMERSET
STATE: NJ
ZIP: 08873
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-09-02
0
0001596783
Catalent, Inc.
CTLT
0001612357
Gennadios Aristippos
C/O CATALENT, INC.
14 SCHOOLHOUSE ROAD
SOMERSET
NJ
08873
0
1
0
0
See Remarks
Options to purchase common stock
18.71
2015-09-02
4
A
0
2618
0
A
2014-06-25
2023-06-25
Common Stock
2618
5236
D
Options to purchase common stock
18.71
2015-09-03
4
A
0
3500
0
A
2014-09-03
2023-09-03
Common Stock
3500
7000
D
On June 25, 2013, the reporting person was granted an option to purchase 13,090 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in the vesting of the option as to 5,236 shares in the aggregate.
On September 3, 2013, the reporting person was granted an option to purchase 17,500 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in the vesting of the option as to 7,000 shares in the aggregate.
President - Softgel
/s/Christine Caputo, by power of attorney
2015-09-04