0001633970-15-000040.txt : 20150904 0001633970-15-000040.hdr.sgml : 20150904 20150904172928 ACCESSION NUMBER: 0001633970-15-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150902 FILED AS OF DATE: 20150904 DATE AS OF CHANGE: 20150904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Catalent, Inc. CENTRAL INDEX KEY: 0001596783 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208737688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: (732) 537-6200 MAIL ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: PTS Holdings Corp. DATE OF NAME CHANGE: 20140113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gennadios Aristippos CENTRAL INDEX KEY: 0001612357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36587 FILM NUMBER: 151095105 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-02 0 0001596783 Catalent, Inc. CTLT 0001612357 Gennadios Aristippos C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 See Remarks Options to purchase common stock 18.71 2015-09-02 4 A 0 2618 0 A 2014-06-25 2023-06-25 Common Stock 2618 5236 D Options to purchase common stock 18.71 2015-09-03 4 A 0 3500 0 A 2014-09-03 2023-09-03 Common Stock 3500 7000 D On June 25, 2013, the reporting person was granted an option to purchase 13,090 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in the vesting of the option as to 5,236 shares in the aggregate. On September 3, 2013, the reporting person was granted an option to purchase 17,500 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in the vesting of the option as to 7,000 shares in the aggregate. President - Softgel /s/Christine Caputo, by power of attorney 2015-09-04