0001596783-20-000060.txt : 20200629
0001596783-20-000060.hdr.sgml : 20200629
20200629185413
ACCESSION NUMBER: 0001596783-20-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200625
FILED AS OF DATE: 20200629
DATE AS OF CHANGE: 20200629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gennadios Aristippos
CENTRAL INDEX KEY: 0001612357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36587
FILM NUMBER: 20998749
MAIL ADDRESS:
STREET 1: C/O CATALENT, INC.
STREET 2: 14 SCHOOLHOUSE ROAD
CITY: SOMERSET
STATE: NJ
ZIP: 08873
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Catalent, Inc.
CENTRAL INDEX KEY: 0001596783
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 208737688
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 14 SCHOOLHOUSE ROAD
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: (732) 537-6200
MAIL ADDRESS:
STREET 1: 14 SCHOOLHOUSE ROAD
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: PTS Holdings Corp.
DATE OF NAME CHANGE: 20140113
4
1
wf-form4_159347123059042.xml
FORM 4
X0306
4
2020-06-25
0
0001596783
Catalent, Inc.
CTLT
0001612357
Gennadios Aristippos
C/O CATALENT, INC.
14 SCHOOLHOUSE ROAD
SOMERSET
NJ
08873
0
1
0
0
President Softgel & Oral Tech
Common Stock
2020-06-25
4
M
0
11799
24.44
A
56319
D
Common Stock
2020-06-25
4
F
0
7039
73
D
49280
D
Common Stock
2020-06-25
4
M
0
10456
31.96
A
59736
D
Common Stock
2020-06-25
4
F
0
6891
73
D
52845
D
Common Stock
2020-06-25
4
S
0
8325
73
D
44520
D
Options to purchase Common Stock
24.44
2020-06-25
4
M
0
11799
0
D
2026-07-26
Common Stock
11799.0
3936
D
Options to purchase Common Stock
31.96
2020-06-25
4
M
0
10456
0
D
2016-08-27
2025-08-27
Common Stock
10456.0
0
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
Includes restricted stock units.
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
On July 26, 2016, the reporting person was granted options to purchase 15,735 shares of common stock of the Issuer, which vest and become exercisable in four equal installments beginning July 26, 2017.
On August 27, 2015, the reporting person was granted options to purchase 10,456 shares of common stock of the Issuer, which vested and became exercisable in four equal annual installments beginning on August 27, 2016.
/s/ Jose Ibietatorremendia, attorney-in-fact
2020-06-29