0001596783-20-000060.txt : 20200629 0001596783-20-000060.hdr.sgml : 20200629 20200629185413 ACCESSION NUMBER: 0001596783-20-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200625 FILED AS OF DATE: 20200629 DATE AS OF CHANGE: 20200629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gennadios Aristippos CENTRAL INDEX KEY: 0001612357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36587 FILM NUMBER: 20998749 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Catalent, Inc. CENTRAL INDEX KEY: 0001596783 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208737688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: (732) 537-6200 MAIL ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: PTS Holdings Corp. DATE OF NAME CHANGE: 20140113 4 1 wf-form4_159347123059042.xml FORM 4 X0306 4 2020-06-25 0 0001596783 Catalent, Inc. CTLT 0001612357 Gennadios Aristippos C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 President Softgel & Oral Tech Common Stock 2020-06-25 4 M 0 11799 24.44 A 56319 D Common Stock 2020-06-25 4 F 0 7039 73 D 49280 D Common Stock 2020-06-25 4 M 0 10456 31.96 A 59736 D Common Stock 2020-06-25 4 F 0 6891 73 D 52845 D Common Stock 2020-06-25 4 S 0 8325 73 D 44520 D Options to purchase Common Stock 24.44 2020-06-25 4 M 0 11799 0 D 2026-07-26 Common Stock 11799.0 3936 D Options to purchase Common Stock 31.96 2020-06-25 4 M 0 10456 0 D 2016-08-27 2025-08-27 Common Stock 10456.0 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification. Includes restricted stock units. Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1. On July 26, 2016, the reporting person was granted options to purchase 15,735 shares of common stock of the Issuer, which vest and become exercisable in four equal installments beginning July 26, 2017. On August 27, 2015, the reporting person was granted options to purchase 10,456 shares of common stock of the Issuer, which vested and became exercisable in four equal annual installments beginning on August 27, 2016. /s/ Jose Ibietatorremendia, attorney-in-fact 2020-06-29