0001596783-16-000075.txt : 20160728 0001596783-16-000075.hdr.sgml : 20160728 20160728185659 ACCESSION NUMBER: 0001596783-16-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Catalent, Inc. CENTRAL INDEX KEY: 0001596783 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208737688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: (732) 537-6200 MAIL ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: PTS Holdings Corp. DATE OF NAME CHANGE: 20140113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gennadios Aristippos CENTRAL INDEX KEY: 0001612357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36587 FILM NUMBER: 161791511 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 wf-form4_146974660442109.xml FORM 4 X0306 4 2016-07-26 0 0001596783 Catalent, Inc. CTLT 0001612357 Gennadios Aristippos C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 See Remarks Common Stock 2016-07-26 4 A 0 3069 0 A 14067 D Common Stock 24.44 2016-07-26 4 A 0 15735 0 A 2026-07-26 Common Stock 15735.0 15735 D The restricted stock units and options received by the reporting person were granted as part of the Issuer's annual long-term incentive plan to its executive officers and other personnel and were approved by the Issuer on July 26, 2016. Includes restricted stock units. On July 26, 2016, the reporting person was granted options to purchase 15,735 shares of common stock of the Issuer which vest and become exercisable in four equal installments beginning July 26, 2017. President - Softgel /s/ Christine Caputo, by power of attorney 2016-07-28