0001181431-14-027937.txt : 20140731 0001181431-14-027937.hdr.sgml : 20140731 20140731201652 ACCESSION NUMBER: 0001181431-14-027937 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140731 FILED AS OF DATE: 20140731 DATE AS OF CHANGE: 20140731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Catalent, Inc. CENTRAL INDEX KEY: 0001596783 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208737688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: (732) 537-6200 MAIL ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: PTS Holdings Corp. DATE OF NAME CHANGE: 20140113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leonard Stephen CENTRAL INDEX KEY: 0001612229 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36587 FILM NUMBER: 141007747 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 3 1 rrd413868.xml FORM 3 X0206 3 2014-07-31 0 0001596783 Catalent, Inc. CTLT 0001612229 Leonard Stephen 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 See Remarks Common Stock 27690 D Options to purchase Common Stock 10.71 2019-10-23 Common Stock 140000 D Options to purchase Common Stock 10.71 2019-10-23 Common Stock 46760 D Options to purchase Common Stock 18.71 2023-06-25 Common Stock 6510 D Options to purchase Common Stock 20.50 2024-07-30 Common Stock 22196 D Includes restricted stock units. On October 23, 2009, the reporting person was granted an option to purchase 140,000 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on October 23, 2010. On October 23, 2009, the reporting person was granted an option to purchase 46,760 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2010, 2011, 2012, 2013 and 2014. The performance criteria for 2010, 2011, 2012 and 2013 were met, resulting in vesting of the option as to 37,408 shares. For 2014, the performance criteria were met, resulting in 9,352 shares that will vest on October 23, 2014. On June 25, 2013, the reporting person was granted an option to purchase 32,550 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 were met, resulting in vesting of the option as to 6,510 shares. On July 30, 2014, the reporting person was granted an option to purchase 22,196 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on July 30, 2015. Senior Vice President, Global Operations Exhibit 24 - Power of Attorney /s/ Christine Caputo, by power of attorney 2014-07-31 EX-24. 2 rrd372753_422117.htm POWER OF ATTORNEY rrd372753_422117.html 
                               POWER OF ATTORNEY

        Know all by these presents that Stephen Leonard, does hereby make,
constitute and appoint each of Christine Caputo and Kali Lalis or any one of
them, as a true and lawful attorney-in-fact of the undersigned with full powers
of substitution and revocation, for and in the name, place and stead of the
undersigned (in the undersigned's individual capacity), to execute and deliver
such forms that the undersigned may be required to file with the U.S. Securities
and Exchange Commission as a result of the undersigned's ownership of or
transactions in securities of Catalent, Inc. (i) pursuant to Section 16(a) of
the Securities Exchange Act of 1934, as amended, including without limitation,
statements on Form 3, Form 4 and Form 5 (including any amendments thereto) and
(ii) in connection with any applications for EDGAR access codes, including
without limitation the Form ID. The Power of Attorney shall remain in full force
and effect until the undersigned is no longer required to file Forms 3, 4 and 5
with regard to the undersigned's ownership of or transactions in securities of
Catalent, Inc., unless earlier revoked in writing. The undersigned acknowledges
that Christine Caputo and Kali Lalis are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934.

                                        By:  /s/ Stephen Leonard
                                           --------------------------------
                                             Stephen Leonard

Date: July 28, 2014