EX-1.01 2 ex101confictmineralsreport.htm EXHIBIT 1.01 Exhibit


Exhibit 1.01

ARISTA NETWORKS, INC.
CONFLICT MINERALS REPORT
(For the reporting period January 1, 2018 to December 31, 2018)

Introduction
This Conflict Minerals Report (this “Report”) of Arista Networks, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 (collectively, the “Rule”) for the reporting period January 1, 2018 to December 31, 2018. Rule 13p-1 imposes certain reporting obligations on Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain certain minerals that are necessary to the functionality or production of their products. The specified minerals, which are collectively referred to in this Report as “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which the SEC has currently limited to tantalum, tin and tungsten. The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of the Congo (“DRC”), the Republic of the Congo, Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
For purposes of this Report, references to “we,” “us,” “our,” “Arista,” “Arista Networks” or the “Company” refer to Arista Networks, Inc.
Overview
Company Overview
We are a leading supplier of cloud networking solutions that use software innovations to address the needs of large-scale Internet companies, cloud service providers and next-generation enterprise. Our cloud networking solutions consist of our Extensible Operating System, or EOS, a set of network applications and our Ethernet switching and routing platforms. Our cloud networking solutions deliver industry-leading performance, scalability, availability, programmability, automation and visibility.
The Company’s products for the reporting period covered by this Form SD include all of our hardware products, except for the products manufactured by Mojo Networks, Inc. and Metamako Holding PTY LTD (the “Mojo and Metamako Products”), both of which were acquired by the Company in 2018. The Mojo and Metamako Products are excluded pursuant to the Rule which provides for a transition period for registrants that acquire companies not previously obligated to provide a specialized disclosure report with respect to its conflict minerals.
The Company has adopted a Conflict Minerals Policy Statement (“Conflict Minerals Policy”), which is available on our website at https://www.arista.com/en/company/sustainability (see “Responsible Supply Chains”). The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD.
Reasonable Country of Origin Inquiry (“RCOI”)
The manufacture of our products is 100% outsourced and we procure our components and materials from suppliers worldwide. We have determined that during calendar year 2018, our products contained tantalum, tungsten, tin and gold (“3TG”) which are necessary to the functionality or production of our hardware products. In accordance with Rule 13p-1, we conducted a good faith RCOI inquiry to determine whether the necessary Conflict Minerals may have originated in the Covered Countries or from recycled or scrap sources.
We are a member of the Responsible Business Alliance (“RBA”) and the Responsible Minerals Initiative (“RMI”). As a member of the RMI, a leading industry program that helps its members to manage risk by improving supply chain transparency with respect to Conflict Minerals, we have access to RMI RCOI data that aids us in determining the mine or location of origin of the Conflict Minerals in our supply chain.    
The main piece of our RCOI process includes conducting an inquiry of our direct suppliers using the Conflict Minerals Reporting Template (“CMRT”) developed by the RMI.
Design of Conflict Minerals Program
We designed our due diligence measures in conformance with the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Due Diligence Guidance”).

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Due Diligence Measures Performed
The following describes the measures taken to reasonably determine the country of origin of Conflict Minerals and to exercise due diligence on our supply chain in conformance with the OECD Due Diligence Guidance.
Step 1: Establish strong company management systems
A.
We maintain a Conflict Minerals Policy, pursuant to which we are committed to the responsible sourcing of components that contain gold, tantalum, tungsten, and tin and are required to comply with the underlying SEC rules and regulations surrounding Conflict Minerals.
B.
We have a team focused on data collection and meeting due diligence guidelines. The team meets regularly to discuss status, and how to ensure full participation from our suppliers.
C.
We are members of the RBA and we expect our suppliers to abide with the RBA Code of Conduct, which includes a provision on Conflict Minerals.
D.
We expect our suppliers to comply with Conflict Minerals requirements.
Step 2: Identify and assess risk in the supply chain
A.
Identified Direct Suppliers:
1.
We identified suppliers through our product life cycle management system and focused on suppliers whose components were qualified for use in our products that were sold in 2018.
2.
We then completed a first pass analysis of suppliers that were in-scope and out of scope.
i.
In-scope suppliers are suppliers that we purchased components/materials that may contain 3TG from in calendar year 2018.
ii.
Out of scope suppliers are suppliers that provided us with parts that do not contain 3TG, or that we did not purchase components/materials from in calendar year 2018.
B.
Conducted RCOI:
1.
We utilized a third-party data collection partner to collect data from our in-scope suppliers on our behalf.
2.
We used the industry standard CMRT to collect data from our suppliers, and if necessary, require our suppliers to collect data from their suppliers for the necessary Conflict Minerals information. We evaluated the information gathered from the CMRTs submitted by our suppliers to determine our reporting obligation based on this RCOI.
3.
We received completed CMRTs from our in-scope suppliers through our data collection partner and used our suppliers’ CMRTs to identify smelters or refiners (“SORs”) as well as determine the material country of origin.
C.
Completed additional follow-up:
With the help of our data collection partner, we reviewed the CMRT submissions to validate for completeness and ensure consistency. Any inconsistencies were followed up to completion.
D.
Identify smelters/processors:
We cross-checked information received from our suppliers against data made available by the Responsible Minerals Assurance Process (“RMAP”) developed by the RMI. When necessary, we engaged with component suppliers that referenced high-risk SORs to encourage such facilities to obtain a “conflict-free” designation from an independent, third-party audit program.
Step 3: Design and implement a strategy to respond to identified risks
A.
The CMRT is the main method we use to identify risks, and our internal process documentation lists the approach towards SOR validation, and what steps to take if other risks are identified in the SOR list.
B.
At the end of each data collection process, we compare the list of SORs provided by all of our suppliers to the list provided by the RMI, which includes the names of SORs that are compliant (and third-party verified) and non-compliant with the RMAP protocols.
C.
We performed regular follow-ups with suppliers that did not respond to our requests until data was provided.
D.
Regular meetings were held with senior management to provide progress updates, request for help, and escalations.

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Step 4: Audit of SOR due diligence practices
Given that we do not source Conflict Minerals directly from smelters and refiners, we rely on third parties, including the RMI, to coordinate and conduct third-party audits of these facilities. We rely on the published results of these third-party audits to validate the responsible sourcing practices of the smelters and refiners in our supply chain.
Step 5: Report on supply chain due diligence
This Report and associated Form SD will be filed with the SEC and will be available on our Investor Relations website at https://investors.arista.com/Financial-Information.
Results of RCOI and Due Diligence
We conducted due diligence processes on the SORs that the surveyed suppliers identified. The surveyed suppliers identified an aggregate of 313 operational SORs which may process the necessary Conflict Minerals contained in the components and/or materials that make up our products.
Smelters or Refiners    
Appendix A in this report lists all SORs provided to Arista Networks from surveyed in-scope suppliers. We have categorized SOR status as the following:
Status
 
Description
Compliant
 
SORs that have received a “conflict-free” status from an independent third party audit program.
Active
 
SORs that have started participating in an independent third party audit program
Not Active
 
SORs that have not begun participating in an independent third party audit program
Based on our due diligence process, we have determined the following as the status of the SORs that were disclosed to us by our in-scope suppliers:
Status
Number of SORs
% of Total
Compliant
253
81%
Active
10
3%
Not Active
50
16%
Grand Total
313
100%
We have also determined the percentages of SORs by metal type that are compliant with RMI protocols as follows:
Metal
% RMI Compliant SORs
Gold
67%
Tantalum
100%
Tin
90%
Tungsten
93%
In addition, we have performed an analysis as to declarations of SORs that source from level 2 or level 3 RMI countries. Level 2 countries are countries where 3TG from conflict-affected and high-risk areas are known to transit and level 3 countries are countries where 3TG material is mined in the DRC and adjoining countries.
We have determined that 102 SORs had sourced from level 2 or level 3 countries, and based on a detailed analysis, we have determined that:
97 SORs are compliant with RMI protocols.
1 SOR is working with RMI to become compliant with RMI protocols.
4 SORs did not participate in audit programs.
Based on this analysis and representations from our suppliers, we have concluded that we do not have sufficient information to determine whether our supply chain is “DRC conflict-free.” However, we have not identified any known instances in which our products contained 3TG minerals sourced directly or indirectly from armed groups in the conflict regions of any Covered Countries. Based on guidance from the SEC’s staff, an independent private sector audit is accordingly not required to be conducted under Rule 13p-1 and therefore has not been conducted.

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Future Due Diligence Efforts
During the reporting period for the calendar year ending December 31, 2018, we engaged in the activities described in this report in accordance with the OECD Due Diligence Guidance. Our intent is to move to a more conflict-free supply chain, we will continue to contact SORs that have not yet received a “conflict-free” designation and request their participation in the RMAP or other independent third party audit program in order for them to obtain such a “conflict-free” designation.



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APPENDIX A: Smelters and Refiners
This table lists all SORs provided to Arista Networks from surveyed in-scope suppliers. Companies with a “*” designation are either active or compliant SORs according to the RMAP.
Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Gold
8853 S.p.A. *
CID002763
Gold
Abington Reldan Metals, LLC
CID002708
Gold
Advanced Chemical Company *
CID000015
Gold
African Gold Refinery
CID003185
Gold
Aida Chemical Industries Co., Ltd. *
CID000019
Gold
Al Etihad Gold Refinery DMCC *
CID002560
Gold
Allgemeine Gold-und Silberscheideanstalt A.G. *
CID000035
Gold
Almalyk Mining and Metallurgical Complex (AMMC) *
CID000041
Gold
AngloGold Ashanti Corrego do Sitio Mineracao *
CID000058
Gold
Argor-Heraeus S.A. *
CID000077
Gold
Asahi Pretec Corp. *
CID000082
Gold
Asahi Refining Canada Ltd. *
CID000924
Gold
Asahi Refining USA Inc. *
CID000920
Gold
Asaka Riken Co., Ltd. *
CID000090
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. *
CID000103
Gold
AU Traders and Refiners *
CID002850
Gold
Aurubis AG *
CID000113
Gold
Bangalore Refinery *
CID002863
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) *
CID000128
Gold
Boliden AB *
CID000157
Gold
C. Hafner GmbH + Co. KG *
CID000176
Gold
Caridad
CID000180
Gold
CCR Refinery - Glencore Canada Corporation *
CID000185
Gold
Cendres + Metaux S.A. *
CID000189
Gold
Chimet S.p.A. *
CID000233
Gold
Chugai Mining *
CID000264
Gold
Daejin Indus Co., Ltd. *
CID000328
Gold
Daye Non-Ferrous Metals Mining Ltd. *
CID000343
Gold
Degussa Sonne / Mond Goldhandel GmbH
CID002867
Gold
DODUCO Contacts and Refining GmbH *
CID000362
Gold
Dowa *
CID000401
Gold
DS PRETECH Co., Ltd. *
CID003195
Gold
DSC (Do Sung Corporation) *
CID000359
Gold
Eco-System Recycling Co., Ltd. *
CID000425
Gold
Emirates Gold DMCC *
CID002561
Gold
Fidelity Printers and Refiners Ltd. *
CID002515
Gold
GCC Gujrat Gold Centre Pvt. Ltd.
CID002852
Gold
Geib Refining Corporation *
CID002459
Gold
Gold Refinery of Zijin Mining Group Co., Ltd. *
CID002243
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CID001909
Gold
Guangdong Jinding Gold Limited
CID002312

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Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CID000651
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CID000671
Gold
HeeSung Metal Ltd. *
CID000689
Gold
Heimerle + Meule GmbH *
CID000694
Gold
Heraeus Metals Hong Kong Ltd. *
CID000707
Gold
Heraeus Precious Metals GmbH & Co. KG *
CID000711
Gold
Hunan Chenzhou Mining Co., Ltd.
CID000767
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
CID000773
Gold
HwaSeong CJ CO., LTD.
CID000778
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. *
CID000801
Gold
Ishifuku Metal Industry Co., Ltd. *
CID000807
Gold
Istanbul Gold Refinery *
CID000814
Gold
Italpreziosi *
CID002765
Gold
Japan Mint *
CID000823
Gold
Jiangxi Copper Co., Ltd. *
CID000855
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
CID000927
Gold
JSC Uralelectromed *
CID000929
Gold
JX Nippon Mining & Metals Co., Ltd. *
CID000937
Gold
Kaloti Precious Metals
CID002563
Gold
Kazakhmys Smelting LLC *
CID000956
Gold
Kazzinc *
CID000957
Gold
Kennecott Utah Copper LLC *
CID000969
Gold
KGHM Polska Miedz Spolka Akcyjna *
CID002511
Gold
Kojima Chemicals Co., Ltd. *
CID000981
Gold
Korea Zinc Co., Ltd. *
CID002605
Gold
Kyrgyzaltyn JSC *
CID001029
Gold
Kyshtym Copper-Electrolytic Plant ZAO
CID002865
Gold
L'azurde Company For Jewelry
CID001032
Gold
L'Orfebre S.A. *
CID002762
Gold
Lingbao Gold Co., Ltd.
CID001056
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CID001058
Gold
LS-NIKKO Copper Inc. *
CID001078
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CID001093
Gold
Marsam Metals *
CID002606
Gold
Materion *
CID001113
Gold
Matsuda Sangyo Co., Ltd. *
CID001119
Gold
Metalor Technologies (Hong Kong) Ltd. *
CID001149
Gold
Metalor Technologies (Singapore) Pte., Ltd. *
CID001152
Gold
Metalor Technologies (Suzhou) Ltd. *
CID001147
Gold
Metalor Technologies S.A. *
CID001153
Gold
Metalor USA Refining Corporation *
CID001157
Gold
Metalurgica Met-Mex Penoles S.A. De C.V. *
CID001161
Gold
Mitsubishi Materials Corporation *
CID001188
Gold
Mitsui Mining and Smelting Co., Ltd. *
CID001193
Gold
MMTC-PAMP India Pvt., Ltd. *
CID002509

6



Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Gold
Modeltech Sdn Bhd
CID002857
Gold
Morris and Watson
CID002282
Gold
Morris and Watson Gold Coast
CID002866
Gold
Moscow Special Alloys Processing Plant *
CID001204
Gold
Nadir Metal Rafineri San. Ve Tic. A.S. *
CID001220
Gold
Navoi Mining and Metallurgical Combinat
CID001236
Gold
NH Recytech Company *
CID003189
Gold
Nihon Material Co., Ltd. *
CID001259
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH *
CID002779
Gold
Ohura Precious Metal Industry Co., Ltd. *
CID001325
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) *
CID001326
Gold
OJSC Novosibirsk Refinery *
CID000493
Gold
PAMP S.A. *
CID001352
Gold
Pease & Curren
CID002872
Gold
Penglai Penggang Gold Industry Co., Ltd.
CID001362
Gold
Planta Recuperadora de Metales SpA *
CID002919
Gold
Prioksky Plant of Non-Ferrous Metals *
CID001386
Gold
PT Aneka Tambang (Persero) Tbk *
CID001397
Gold
PX Precinox S.A. *
CID001498
Gold
QG Refining, LLC
CID003324
Gold
Rand Refinery (Pty) Ltd. *
CID001512
Gold
Refinery of Seemine Gold Co., Ltd.
CID000522
Gold
REMONDIS PMR B.V. *
CID002582
Gold
Royal Canadian Mint *
CID001534
Gold
SAAMP *
CID002761
Gold
Sabin Metal Corp.
CID001546
Gold
Safimet S.p.A *
CID002973
Gold
SAFINA A.S.
CID002290
Gold
Sai Refinery
CID002853
Gold
Samduck Precious Metals
CID001555
Gold
SAMWON METALS Corp.
CID001562
Gold
SAXONIA Edelmetalle GmbH *
CID002777
Gold
SEMPSA Joyeria Plateria S.A. *
CID001585
Gold
Shandong Humon Smelting Co., Ltd.
CID002525
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CID001619
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. *
CID001622
Gold
Sichuan Tianze Precious Metals Co., Ltd. *
CID001736
Gold
Singway Technology Co., Ltd. *
CID002516
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals *
CID001756
Gold
Solar Applied Materials Technology Corp. *
CID001761
Gold
State Research Institute Center for Physical Sciences and Technology
CID003153
Gold
Sudan Gold Refinery
CID002567
Gold
Sumitomo Metal Mining Co., Ltd. *
CID001798
Gold
SungEel HiMetal Co., Ltd. *
CID002918

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Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Gold
T.C.A S.p.A *
CID002580
Gold
Tanaka Kikinzoku Kogyo K.K. *
CID001875
Gold
The Refinery of Shandong Gold Mining Co., Ltd. *
CID001916
Gold
Tokuriki Honten Co., Ltd. *
CID001938
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CID001947
Gold
Tony Goetz NV
CID002587
Gold
TOO Tau-Ken-Altyn *
CID002615
Gold
Torecom *
CID001955
Gold
Umicore Brasil Ltda. *
CID001977
Gold
Umicore Precious Metals Thailand *
CID002314
Gold
Umicore S.A. Business Unit Precious Metals Refining *
CID001980
Gold
United Precious Metal Refining, Inc. *
CID001993
Gold
Universal Precious Metals Refining Zambia
CID002854
Gold
Valcambi S.A. *
CID002003
Gold
Western Australian Mint (T/a The Perth Mint) *
CID002030
Gold
WIELAND Edelmetalle GmbH *
CID002778
Gold
Yamakin Co., Ltd. *
CID002100
Gold
Yokohama Metal Co., Ltd. *
CID002129
Gold
Yunnan Copper Industry Co., Ltd.
CID000197
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation *
CID002224
Tantalum
Asaka Riken Co., Ltd. *
CID000092
Tantalum
Changsha South Tantalum Niobium Co., Ltd. *
CID000211
Tantalum
D Block Metals, LLC *
CID002504
Tantalum
Exotech Inc. *
CID000456
Tantalum
F&X Electro-Materials Ltd. *
CID000460
Tantalum
FIR Metals & Resource Ltd. *
CID002505
Tantalum
Global Advanced Metals Aizu *
CID002558
Tantalum
Global Advanced Metals Boyertown *
CID002557
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd. *
CID000291
Tantalum
Guangdong Zhiyuan New Material Co., Ltd. *
CID000616
Tantalum
H.C. Starck Co., Ltd. *
CID002544
Tantalum
H.C. Starck Hermsdorf GmbH *
CID002547
Tantalum
H.C. Starck Inc. *
CID002548
Tantalum
H.C. Starck Ltd. *
CID002549
Tantalum
H.C. Starck Smelting GmbH & Co. KG *
CID002550
Tantalum
H.C. Starck Tantalum and Niobium GmbH *
CID002545
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd. *
CID002492
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. *
CID002512
Tantalum
Jiangxi Tuohong New Raw Material *
CID002842
Tantalum
Jiujiang Janny New Material Co., Ltd. *
CID003191
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd. *
CID000914
Tantalum
Jiujiang Tanbre Co., Ltd. *
CID000917
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. *
CID002506
Tantalum
KEMET Blue Metals *
CID002539
Tantalum
Kemet Blue Powder *
CID002568

8



Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Tantalum
LSM Brasil S.A. *
CID001076
Tantalum
Metallurgical Products India Pvt., Ltd. *
CID001163
Tantalum
Mineracao Taboca S.A. *
CID001175
Tantalum
Mitsui Mining and Smelting Co., Ltd. *
CID001192
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd. *
CID001277
Tantalum
NPM Silmet AS *
CID001200
Tantalum
Power Resources Ltd. *
CID002847
Tantalum
QuantumClean *
CID001508
Tantalum
Resind Industria e Comercio Ltda. *
CID002707
Tantalum
Solikamsk Magnesium Works OAO *
CID001769
Tantalum
Taki Chemical Co., Ltd. *
CID001869
Tantalum
Telex Metals *
CID001891
Tantalum
Ulba Metallurgical Plant JSC *
CID001969
Tantalum
XinXing Haorong Electronic Material Co., Ltd. *
CID002508
Tantalum
Yanling Jincheng Tantalum & Niobium Co., Ltd. *
CID001522
Tin
Alpha *
CID000292
Tin
An Vinh Joint Stock Mineral Processing Company
CID002703
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. *
CID000228
Tin
Chifeng Dajingzi Tin Industry Co., Ltd. *
CID003190
Tin
China Tin Group Co., Ltd. *
CID001070
Tin
CV Ayi Jaya *
CID002570
Tin
CV Dua Sekawan *
CID002592
Tin
CV Gita Pesona *
CID000306
Tin
CV United Smelting *
CID000315
Tin
CV Venus Inti Perkasa *
CID002455
Tin
Dowa *
CID000402
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
CID002572
Tin
EM Vinto *
CID000438
Tin
Estanho de Rondonia S.A.
CID000448
Tin
Fenix Metals *
CID000468
Tin
Gejiu Fengming Metallurgy Chemical Plant *
CID002848
Tin
Gejiu Kai Meng Industry and Trade LLC *
CID000942
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd. *
CID000538
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. *
CID001908
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd. *
CID000555
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. *
CID003116
Tin
Guanyang Guida Nonferrous Metal Smelting Plant *
CID002849
Tin
HuiChang Hill Tin Industry Co., Ltd.
CID002844
Tin
Huichang Jinshunda Tin Co., Ltd. *
CID000760
Tin
Jiangxi New Nanshan Technology Ltd. *
CID001231
Tin
Magnu's Minerais Metais e Ligas Ltda. *
CID002468
Tin
Malaysia Smelting Corporation (MSC) *
CID001105
Tin
Melt Metais e Ligas S.A. *
CID002500
Tin
Metallic Resources, Inc. *
CID001142

9



Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Tin
Metallo Belgium N.V. *
CID002773
Tin
Metallo Spain S.L.U. *
CID002774
Tin
Mineracao Taboca S.A. *
CID001173
Tin
Minsur *
CID001182
Tin
Mitsubishi Materials Corporation *
CID001191
Tin
Modeltech Sdn Bhd *
CID002858
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
CID002573
Tin
O.M. Manufacturing (Thailand) Co., Ltd. *
CID001314
Tin
O.M. Manufacturing Philippines, Inc. *
CID002517
Tin
Operaciones Metalurgical S.A. *
CID001337
Tin
Pongpipat Company Limited
CID003208
Tin
PT Aries Kencana Sejahtera *
CID000309
Tin
PT Artha Cipta Langgeng *
CID001399
Tin
PT ATD Makmur Mandiri Jaya *
CID002503
Tin
PT Babel Inti Perkasa *
CID001402
Tin
PT Babel Surya Alam Lestari *
CID001406
Tin
PT Bangka Prima Tin *
CID002776
Tin
PT Bangka Serumpun *
CID003205
Tin
PT Bangka Tin Industry *
CID001419
Tin
PT Belitung Industri Sejahtera *
CID001421
Tin
PT Bukit Timah *
CID001428
Tin
PT DS Jaya Abadi *
CID001434
Tin
PT Inti Stania Prima *
CID002530
Tin
PT Karimun Mining *
CID001448
Tin
PT Kijang Jaya Mandiri *
CID002829
Tin
PT Menara Cipta Mulia *
CID002835
Tin
PT Mitra Stania Prima *
CID001453
Tin
PT Panca Mega Persada *
CID001457
Tin
PT Premium Tin Indonesia *
CID000313
Tin
PT Prima Timah Utama *
CID001458
Tin
PT Rajehan Ariq *
CID002593
Tin
PT Refined Bangka Tin *
CID001460
Tin
PT Sariwiguna Binasentosa *
CID001463
Tin
PT Stanindo Inti Perkasa *
CID001468
Tin
PT Sukses Inti Makmur *
CID002816
Tin
PT Sumber Jaya Indah *
CID001471
Tin
PT Timah (Persero) Tbk Kundur *
CID001477
Tin
PT Timah (Persero) Tbk Mentok *
CID001482
Tin
PT Tinindo Inter Nusa *
CID001490
Tin
PT Tirus Putra Mandiri *
CID002478
Tin
PT Tommy Utama *
CID001493
Tin
Resind Industria e Comercio Ltda. *
CID002706
Tin
Rui Da Hung *
CID001539
Tin
Soft Metais Ltda. *
CID001758
Tin
Super Ligas
CID002756

10



Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Tin
Thai Nguyen Mining and Metallurgy Co., Ltd. *
CID002834
Tin
Thaisarco *
CID001898
Tin
Tin Technology & Refining *
CID003325
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
CID002574
Tin
White Solder Metalurgia e Mineracao Ltda. *
CID002036
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. *
CID002158
Tin
Yunnan Tin Company Limited *
CID002180
Tungsten
A.L.M.T. TUNGSTEN Corp. *
CID000004
Tungsten
ACL Metais Eireli *
CID002833
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd. *
CID002513
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd. *
CID000258
Tungsten
Fujian Jinxin Tungsten Co., Ltd. *
CID000499
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd. *
CID002645
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd. *
CID000875
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd. *
CID002315
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd. *
CID002494
Tungsten
Global Tungsten & Powders Corp. *
CID000568
Tungsten
Guangdong Xianglu Tungsten Co., Ltd. *
CID000218
Tungsten
H.C. Starck Smelting GmbH & Co. KG *
CID002542
Tungsten
H.C. Starck Tungsten GmbH *
CID002541
Tungsten
Hunan Chenzhou Mining Co., Ltd. *
CID000766
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji *
CID002579
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd. *
CID000769
Tungsten
Hunan Litian Tungsten Industry Co., Ltd. *
CID003182
Tungsten
Hydrometallurg, JSC *
CID002649
Tungsten
Japan New Metals Co., Ltd. *
CID000825
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd. *
CID002551
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CID002647
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd. *
CID002321
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CID002313
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. *
CID002318
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd. *
CID002317
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd. *
CID002316
Tungsten
Kennametal Fallon *
CID000966
Tungsten
Kennametal Huntsville *
CID000105
Tungsten
Malipo Haiyu Tungsten Co., Ltd. *
CID002319
Tungsten
Masan Tungsten Chemical LLC (MTC) *
CID002543
Tungsten
Moliren Ltd. *
CID002845
Tungsten
Niagara Refining LLC *
CID002589
Tungsten
Philippine Chuangxin Industrial Co., Inc. *
CID002827
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City *
CID002815
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd. *
CID001889
Tungsten
Unecha Refractory Metals Plant *
CID002724
Tungsten
Wolfram Bergbau und Hutten AG *
CID002044
Tungsten
Woltech Korea Co., Ltd. *
CID002843

11



Metal
Smelter or Refiner Name
 (Based on data reported by the RMI as of April 23, 2019)
ID
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd. *
CID002320
Tungsten
Xiamen Tungsten Co., Ltd. *
CID002082
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. *
CID002830
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd. *
CID002095

Note: Based on our due diligence, the above SOR facilities process Conflict Minerals from one or more of the following countries of origin: Angola, Argentina, Armenia, Australia, Austria, Belarus, Belgium, Bermuda, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, DRC, Czech Republic, Djibouti, Ecuador, Egypt, Estonia, Ethiopia, Finland, France, Germany, Ghana, Guinea, Guyana, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Ivory Coast, Japan, Jersey, Kazakhstan, Kenya, South Korea, Kyrgyzstan, Laos, Luxembourg, Madagascar, Malaysia, Mali, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, New Zealand, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Russian Federation, Rwanda, Saudi Arabia, Sierra Leone, Singapore, Slovakia, South Africa, South Sudan, Spain, Surinam, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, Uganda, United Arab Emirates, United Kingdom, United States, Uzbekistan, Vietnam, Zambia, and Zimbabwe.



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