The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Great Ajax Corp | 7.25 CV SR NT 24 | 38983D409 | 21,554,742 | 893,646 | SH | SOLE | 893,646 | 0 | 0 | |||
BlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 09262F100 | 14,758,468 | 997,868 | SH | SOLE | 997,868 | 0 | 0 | |||
Nuveen Core Plus Impact Fund | COM BEN INT | 67080D103 | 13,968,515 | 1,524,947 | SH | SOLE | 1,524,947 | 0 | 0 | |||
Templeton Global Income Fund | COM | 880198106 | 11,957,566 | 3,097,815 | SH | SOLE | 3,097,815 | 0 | 0 | |||
Miller/Howard High Dividend Fund | COM SHS BEN IN | 600379101 | 10,528,175 | 1,061,308 | SH | SOLE | 1,061,308 | 0 | 0 | |||
Center Coast Brookfield MLP & Energy Infrastructure Fund | SHS BEN INT | 151461209 | 6,268,840 | 295,700 | SH | SOLE | 295,700 | 0 | 0 | |||
PIMCO Energy & Tactical Credit Opportunities Fund | COM SHS BEN INT | 69346N107 | 6,044,600 | 304,821 | SH | SOLE | 304,821 | 0 | 0 | |||
Tortoise Midstream Energy Fund Inc | COM | 89148B200 | 5,538,122 | 162,123 | SH | SOLE | 162,123 | 0 | 0 | |||
BlackRock California Municipal Income Trust | SH BEN INT | 09248E102 | 5,436,979 | 528,375 | SH | SOLE | 528,375 | 0 | 0 | |||
Great Ajax Corp | COM | 38983D300 | 5,201,086 | 807,622 | SH | SOLE | 807,622 | 0 | 0 | |||
Eaton Vance New York Municipal Bond Fund | COM | 27827Y109 | 4,762,008 | 574,428 | SH | SOLE | 574,428 | 0 | 0 | |||
BrightSpire Capital Inc | COM CL A | 10949T109 | 4,730,745 | 755,710 | SH | SOLE | 755,710 | 0 | 0 | |||
General American Investors Co Inc | COM | 368802104 | 4,662,589 | 119,406 | SH | SOLE | 119,406 | 0 | 0 | |||
ClearBridge MLP & Midstream Total Return Fund Inc | COM | 18469Q207 | 4,049,351 | 126,266 | SH | SOLE | 126,266 | 0 | 0 | |||
Nuveen Corporate Income 2023 Target Term Fund | COM | 67079F101 | 3,949,407 | 413,984 | SH | SOLE | 413,984 | 0 | 0 | |||
First Trust Dynamic Europe Equity Income Fund | COM SHS | 33740D107 | 3,936,616 | 317,469 | SH | SOLE | 317,469 | 0 | 0 | |||
MFS Investment Grade Municipal Trust | SH BEN INT | 59318B108 | 3,836,472 | 542,641 | SH | SOLE | 542,641 | 0 | 0 | |||
Nuveen Pennsylvania Quality Municipal Income Fund | COM | 670972108 | 3,500,880 | 344,236 | SH | SOLE | 344,236 | 0 | 0 | |||
NXG NextGen Infrastructure Income Fund | COM | 231647207 | 3,463,313 | 92,355 | SH | SOLE | 92,355 | 0 | 0 | |||
New York Mortgage Trust Inc | COM | 649604840 | 3,335,254 | 392,845 | SH | SOLE | 392,845 | 0 | 0 | |||
Eaton Vance California Municipal Bond Fund | COM | 27828A100 | 3,309,233 | 407,541 | SH | SOLE | 407,541 | 0 | 0 | |||
BlackRock Capital Investment Corp | COM | 092533108 | 3,167,216 | 853,697 | SH | SOLE | 853,697 | 0 | 0 | |||
PGIM Short Duration High Yield Opportunities Fund | COM | 69355J104 | 2,784,413 | 192,161 | SH | SOLE | 192,161 | 0 | 0 | |||
VMware Inc | CL A COM | 928563402 | 2,565,124 | 15,408 | SH | SOLE | 15,408 | 0 | 0 | |||
Mexico Fund Inc/The | COM | 592835102 | 2,563,490 | 155,646 | SH | SOLE | 155,646 | 0 | 0 | |||
Morgan Stanley India Investment Fund Inc | COM | 61745C105 | 2,540,122 | 113,652 | SH | SOLE | 113,652 | 0 | 0 | |||
Tortoise Energy Infrastructure Corp | COM | 89147L886 | 2,464,390 | 85,273 | SH | SOLE | 85,273 | 0 | 0 | |||
Taiwan Fund Inc/The/MD | COM | 874036106 | 2,366,142 | 78,924 | SH | SOLE | 78,924 | 0 | 0 | |||
Morgan Stanley Emerging Markets Domestic Debt Fund Inc | COM | 617477104 | 2,337,871 | 548,796 | SH | SOLE | 548,796 | 0 | 0 | |||
Destra Multi-Alternative Fund | Common Shares | 25065A502 | 2,128,964 | 356,014 | SH | SOLE | 356,014 | 0 | 0 | |||
MFA Financial Inc | COM | 55272X607 | 2,118,726 | 220,471 | SH | SOLE | 220,471 | 0 | 0 | |||
BNY Mellon Municipal Income Inc | COM | 05589T104 | 1,943,358 | 342,744 | SH | SOLE | 342,744 | 0 | 0 | |||
Nuveen Preferred & Income Term Fund | COM | 67075A106 | 1,907,175 | 111,076 | SH | SOLE | 111,076 | 0 | 0 | |||
New America High Income Fund Inc/The | COM NEW | 641876800 | 1,724,963 | 266,198 | SH | SOLE | 266,198 | 0 | 0 | |||
SRH Total Return Fund Inc | COM | 101507101 | 1,724,795 | 132,881 | SH | SOLE | 132,881 | 0 | 0 | |||
BlackRock Health Sciences Term Trust | COM SHS | 09260E105 | 1,501,436 | 104,194 | SH | SOLE | 104,194 | 0 | 0 | |||
Western Asset Inflation-Linked Opportunities & Income Fund | COM | 95766R104 | 1,355,753 | 164,733 | SH | SOLE | 164,733 | 0 | 0 | |||
Calamos Long/Short Equity & Dynamic Income Trust | COM | 12812C106 | 1,288,653 | 87,130 | SH | SOLE | 87,130 | 0 | 0 | |||
Central Securities Corp | COM | 155123102 | 1,250,068 | 36,483 | SH | SOLE | 36,483 | 0 | 0 | |||
Arlington Asset Investment Corp | CL A NEW | 041356205 | 1,223,588 | 285,885 | SH | SOLE | 285,885 | 0 | 0 | |||
Eaton Vance California Municipal Income Trust | SH BEN INT | 27826F101 | 1,201,041 | 131,118 | SH | SOLE | 131,118 | 0 | 0 | |||
DWS Strategic Municipal Income Trust | COM | 23342Q101 | 1,118,529 | 148,543 | SH | SOLE | 148,543 | 0 | 0 | |||
MFS High Income Municipal Trust | SH BEN INT | 59318D104 | 1,081,448 | 346,618 | SH | SOLE | 346,618 | 0 | 0 | |||
abrdn National Municipal Income Fund | SH BEN INT | 24610T108 | 929,889 | 108,001 | SH | SOLE | 108,001 | 0 | 0 | |||
Carlyle Credit Income Fund | SH BEN INT | 92535C104 | 869,509 | 106,297 | SH | SOLE | 106,297 | 0 | 0 | |||
DWS Municipal Income Trust | COM | 233368109 | 720,304 | 93,546 | SH | SOLE | 93,546 | 0 | 0 | |||
ClearBridge Energy Midstream Opportunity Fund Inc | COM | 18469P209 | 695,910 | 21,953 | SH | SOLE | 21,953 | 0 | 0 | |||
Clough Global Dividend and Income Fund | COM | 18913Y103 | 686,968 | 138,223 | SH | SOLE | 138,223 | 0 | 0 | |||
Reading International Inc | CL A | 755408101 | 679,638 | 320,584 | SH | SOLE | 320,584 | 0 | 0 | |||
Japan Smaller Capitalization Fund Inc | COM | 47109U104 | 654,746 | 92,088 | SH | SOLE | 92,088 | 0 | 0 | |||
BlackRock Municipal 2030 Target Term Trust | COM SH BEN IN | 09257P105 | 648,294 | 33,400 | SH | SOLE | 33,400 | 0 | 0 | |||
Radian Group Inc | COM | 750236101 | 636,764 | 25,359 | SH | SOLE | 25,359 | 0 | 0 | |||
MGIC Investment Corp | COM | 552848103 | 632,985 | 37,926 | SH | SOLE | 37,926 | 0 | 0 | |||
Voya Infrastructure Industrials and Materials Fund | COM | 92912X101 | 605,019 | 64,159 | SH | SOLE | 64,159 | 0 | 0 | |||
Morgan Stanley China A Share Fund Inc | COM | 617468103 | 603,376 | 48,425 | SH | SOLE | 48,425 | 0 | 0 | |||
PhenixFIN Corp | COM | 71742W103 | 581,289 | 15,337 | SH | SOLE | 15,337 | 0 | 0 | |||
BlackRock MuniHoldings California Quality Fund Inc | COM | 09254L107 | 570,359 | 59,661 | SH | SOLE | 59,661 | 0 | 0 | |||
Blackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 09257R101 | 528,740 | 48,111 | SH | SOLE | 48,111 | 0 | 0 | |||
Invesco Pennsylvania Value Municipal Income Trust | COM | 46132K109 | 501,460 | 56,029 | SH | SOLE | 56,029 | 0 | 0 | |||
Nicholas Financial Inc | COM NEW | 65373J209 | 492,465 | 103,024 | SH | SOLE | 103,024 | 0 | 0 | |||
Barings Participation Investors | SH BEN INT | 06761A103 | 472,508 | 35,183 | SH | SOLE | 35,183 | 0 | 0 | |||
Kayne Anderson NextGen Energy & Infrastructure Inc | COM | 48661E108 | 443,063 | 62,228 | SH | SOLE | 62,228 | 0 | 0 | |||
Neuberger Berman California Municipal Fund Inc | COM | 64123C101 | 424,984 | 43,410 | SH | SOLE | 43,410 | 0 | 0 | |||
Ladder Capital Corp | CL A | 505743104 | 414,822 | 40,431 | SH | SOLE | 40,431 | 0 | 0 | |||
Western Asset Intermediate Muni Fund Inc | COM | 958435109 | 405,277 | 56,603 | SH | SOLE | 56,603 | 0 | 0 | |||
Two Harbors Investment Corp | NOTE 6.250% 1/1 | 90187BAB7 | 3,910,000 | 4,250,000 | PRN | SOLE | 4,250,000 | 0 | 0 | |||
Ecofin Sustainable and Social | COM SH BEN INT | 27901F109 | 390,704 | 32,613 | SH | SOLE | 32,613 | 0 | 0 | |||
Blackstone Senior Floating Rate 2027 Term Fund | COM | 09256U105 | 350,277 | 26,436 | SH | SOLE | 26,436 | 0 | 0 | |||
WHEELER REIT INC | 7% SR NT 31 | 963025804 | 289,960 | 5,272 | SH | SOLE | 5,272 | 0 | 0 | |||
Gabelli Healthcare & WellnessRx Trust/The | SHS BEN INT | 36246K103 | 272,758 | 31,790 | SH | SOLE | 31,790 | 0 | 0 | |||
DTF Tax-Free Income 2028 Term Fund Inc | COM | 23334J107 | 260,049 | 24,372 | SH | SOLE | 24,372 | 0 | 0 | |||
Safeguard Scientifics Inc | COM NEW | 786449207 | 257,491 | 257,491 | SH | SOLE | 257,491 | 0 | 0 | |||
MFS Municipal Income Trust | SH BEN INT | 552738106 | 256,775 | 56,434 | SH | SOLE | 56,434 | 0 | 0 | |||
Special Opportunities Fund Inc | COM | 84741T104 | 252,024 | 23,058 | SH | SOLE | 23,058 | 0 | 0 | |||
Mexico Equity and Income Fund Inc/The | COM | 592834105 | 241,138 | 25,653 | SH | SOLE | 25,653 | 0 | 0 | |||
Western Asset Investment Grade Defined Opportunity Trust Inc | COM | 95790A101 | 221,905 | 14,018 | SH | SOLE | 14,018 | 0 | 0 | |||
Ellington Residential Mortgage REIT | COM SHS BEN INT | 288578107 | 193,702 | 31,192 | SH | SOLE | 31,192 | 0 | 0 | |||
Clough Global Equity Fund | COM | 18914C100 | 171,650 | 31,323 | SH | SOLE | 31,323 | 0 | 0 | |||
Nuveen New Jersey Quality Municipal Income Fund | COM | 67069Y102 | 168,095 | 15,888 | SH | SOLE | 15,888 | 0 | 0 | |||
PennyMac Corp | NOTE 5.500% 3/1 | 70932AAF0 | 448,750 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | |||
Velocity Financial Inc | COM | 92262D101 | 136,956 | 12,120 | SH | SOLE | 12,120 | 0 | 0 | |||
BNY Mellon Strategic Municipals Inc | COM | 05588W108 | 125,458 | 23,538 | SH | SOLE | 23,538 | 0 | 0 | |||
BlackRock MuniYield Pennsylvania Quality Fund | COM | 09255G107 | 118,934 | 11,469 | SH | SOLE | 11,469 | 0 | 0 | |||
Barings BDC Inc | COM | 06759L103 | 104,666 | 11,747 | SH | SOLE | 11,747 | 0 | 0 | |||
Western Asset Mortgage Capital Corp | COM | 95790D204 | 99,715 | 10,608 | SH | SOLE | 10,608 | 0 | 0 | |||
BNY Mellon Strategic Municipal Bond Fund Inc | COM | 09662E109 | 79,639 | 16,024 | SH | SOLE | 16,024 | 0 | 0 | |||
Templeton Emerging Markets Income Fund | COM | 880192109 | 78,776 | 17,088 | SH | SOLE | 17,088 | 0 | 0 | |||
First Trust Specialty Finance and Financial Opportunities Fund | COM BEN INTR | 33733G109 | 40,892 | 12,134 | SH | SOLE | 12,134 | 0 | 0 |