0000950170-24-063984.txt : 20240523 0000950170-24-063984.hdr.sgml : 20240523 20240523163043 ACCESSION NUMBER: 0000950170-24-063984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverwood Capital Partners II (Parallel-B) L.P. CENTRAL INDEX KEY: 0001596118 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41130 FILM NUMBER: 24978789 BUSINESS ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025-3652 BUSINESS PHONE: (650) 618-7300 MAIL ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025-3652 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP III (A) Vacasa AIV L.P. CENTRAL INDEX KEY: 0001899520 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41130 FILM NUMBER: 24978787 BUSINESS ADDRESS: STREET 1: RIVERWOOD MANAGEMENT STREET 2: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-618-7300 MAIL ADDRESS: STREET 1: RIVERWOOD MANAGEMENT STREET 2: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverwood Capital Partners III (Parallel - B) L.P. CENTRAL INDEX KEY: 0001746848 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41130 FILM NUMBER: 24978788 BUSINESS ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-618-7318 MAIL ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vacasa, Inc. CENTRAL INDEX KEY: 0001874944 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 850 NW 13TH AVENUE CITY: PORTLAND STATE: OR ZIP: 097209 BUSINESS PHONE: (800) 544-0300 MAIL ADDRESS: STREET 1: 850 NW 13TH AVENUE CITY: PORTLAND STATE: OR ZIP: 097209 4 1 ownership.xml 4 X0508 4 2024-05-21 0001874944 Vacasa, Inc. VCSA 0001596118 Riverwood Capital Partners II (Parallel-B) L.P. 70 WILLOW ROAD, SUITE 100 MENLO PARK CA 94025 false false true false 0001746848 Riverwood Capital Partners III (Parallel - B) L.P. 70 WILLOW ROAD, SUITE 100 MENLO PARK CA 94025 false false true false 0001899520 RCP III (A) Vacasa AIV L.P. 70 WILLOW ROAD, SUITE 100 MENLO PARK CA 94025 false false true false false Class A Common Stock 2024-05-21 4 A false 20134 0.00 A 30380 D Class A Common Stock 825103 I Held through RW Industrious Blocker L.P. Class A Common Stock 34784 I Held through RCP III (A) Blocker Feeder L.P. Class A Common Stock 277833 I Held through RCP III Blocker Feeder L.P. Class A Common Stock 6787 I Held through RW Vacasa AIV L.P. Class A Common Stock 3766 I Held through Riverwood Capital Partners II (Parallel-B) L.P. Class A Common Stock 2199 I Held through RCP III Vacasa AIV L.P. Class A Common Stock 669 I Held through RCP III (A) Vacasa AIV L.P. Class A Common Stock 1649 I Held through Riverwood Capital Partners III (Parallel-B) L.P. This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of the Issuer and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd. (Continued from Footnote 1) This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Represents an award of restricted stock units, which vests in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the next annual meeting of stockholders of the Issuer following the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Ownership reported in this Form 4 filing reflects the 1-for-20 reverse stock split completed on October 2, 2023. Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. By: /s/ Jeffrey T. Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P., general partner of RCP III (A) Vacasa AIV L.P. 2024-05-23 By: /s/ Jeffrey T. Parks, Director of Riverwood Capital GP II Ltd., general partner of Riverwood Capital II L.P., general partner of Riverwood Capital Partners II (Parallel-B) L.P. 2024-05-23 By: /s/ Jeffrey T. Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P., general partner of Riverwood Capital Partners III (Parallel-B) L.P. 2024-05-23