0001595974-20-000083.txt : 20200605
0001595974-20-000083.hdr.sgml : 20200605
20200605165236
ACCESSION NUMBER: 0001595974-20-000083
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200605
DATE AS OF CHANGE: 20200605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kershaw Thomas
CENTRAL INDEX KEY: 0001686179
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36384
FILM NUMBER: 20946973
MAIL ADDRESS:
STREET 1: C/O THE RUBICON PROJECT, INC.
STREET 2: 12181 BLUFF CREEK DRIVE, 4TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUBICON PROJECT, INC.
CENTRAL INDEX KEY: 0001595974
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 208881738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
BUSINESS PHONE: 310-207-0272
MAIL ADDRESS:
STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
4/A
1
wf-form4a_159139033844899.xml
FORM 4/A
X0306
4/A
2020-05-18
2020-05-20
0
0001595974
RUBICON PROJECT, INC.
RUBI
0001686179
Kershaw Thomas
C/O THE RUBICON PROJECT, INC.
12181 BLUFF CREEK DRIVE, 4TH FL
LOS ANGELES
CA
90094
0
1
0
0
Chief Technology Officer
Common Stock
2020-05-18
4
S
0
16122
5.43
D
649772
D
Common Stock
2020-05-19
4
S
0
15039
5.23
D
634733
D
Common Stock
2020-05-20
4
S
0
21124
5.13
D
613609
D
Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.39, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Amended to reflect the correct number of shares sold on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover tax withholding obligations associated with the vesting ofrestricted stock units
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.24, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on May 20, 2020
/s/ Jon Feldman, attorney-in-fact
2020-06-05