0001595974-20-000044.txt : 20200403 0001595974-20-000044.hdr.sgml : 20200403 20200403170143 ACCESSION NUMBER: 0001595974-20-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kershaw Thomas CENTRAL INDEX KEY: 0001686179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36384 FILM NUMBER: 20774358 MAIL ADDRESS: STREET 1: C/O THE RUBICON PROJECT, INC. STREET 2: 12181 BLUFF CREEK DRIVE, 4TH FL CITY: LOS ANGELES STATE: CA ZIP: 90094 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUBICON PROJECT, INC. CENTRAL INDEX KEY: 0001595974 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 208881738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90094 BUSINESS PHONE: 310-207-0272 MAIL ADDRESS: STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90094 4 1 wf-form4_158594768586266.xml FORM 4 X0306 4 2020-04-01 0 0001595974 RUBICON PROJECT, INC. RUBI 0001686179 Kershaw Thomas C/O THE RUBICON PROJECT, INC. 12181 BLUFF CREEK DRIVE, 4TH FL LOS ANGELES CA 90094 0 1 0 0 Chief Technology Officer Common Stock 2020-04-01 4 A 0 153993 0 A 665894 D Stock Option (right to buy) 5.28 2020-04-01 4 A 0 115784 0 A 2030-04-01 Common Stock 115784.0 115784 D Represents restricted stock units that vest as follows: 41,706 on May 15, 2021, 9,625 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 6,412 on May 15, 2024. Granted as compensation for services. 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. /s/ Jonathan Feldman, attorney-in-fact 2020-04-03