0001595974-16-000060.txt : 20161117 0001595974-16-000060.hdr.sgml : 20161117 20161117213652 ACCESSION NUMBER: 0001595974-16-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUBICON PROJECT, INC. CENTRAL INDEX KEY: 0001595974 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 208881738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90094 BUSINESS PHONE: 310-207-0272 MAIL ADDRESS: STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90094 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kershaw Thomas CENTRAL INDEX KEY: 0001686179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36384 FILM NUMBER: 162006380 MAIL ADDRESS: STREET 1: C/O THE RUBICON PROJECT, INC. STREET 2: 12181 BLUFF CREEK DRIVE, 4TH FL CITY: LOS ANGELES STATE: CA ZIP: 90094 4 1 wf-form4_147943659927107.xml FORM 4 X0306 4 2016-11-15 0 0001595974 RUBICON PROJECT, INC. RUBI 0001686179 Kershaw Thomas C/O THE RUBICON PROJECT, INC. 12181 BLUFF CREEK DRIVE, 4TH FL LOS ANGELES CA 90094 0 1 0 0 See remarks Common Stock 2016-11-15 4 A 0 125000 0 A 125000 D Stock Option (right to buy) 7.72 2016-11-15 4 A 0 50000 0 A 2026-11-15 Common Stock 0.0 50000 D Represents restricted stock units that vest as follows: 31,250 RSUs on November 15, 2017 and 15,625 RSUs on each May 15 and November 15 thereafter until November 15, 2020. Granted as compensation for services. The option, representing a right to purchase a total of 50,000 shares, becomes exercisable with respect to 25% of the grant on October 3, 2017 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter. Chief Product and Engineering Officer /s/ Jonathan Feldman, attorney-in-fact 2016-11-17