0001144204-14-056047.txt : 20140916 0001144204-14-056047.hdr.sgml : 20140916 20140915190722 ACCESSION NUMBER: 0001144204-14-056047 CONFORMED SUBMISSION TYPE: POS EX PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20140916 DATE AS OF CHANGE: 20140915 EFFECTIVENESS DATE: 20140916 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Realty Capital New York City REIT, Inc. CENTRAL INDEX KEY: 0001595527 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 464380248 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: POS EX SEC ACT: 1933 Act SEC FILE NUMBER: 333-194135 FILM NUMBER: 141104244 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124156500 MAIL ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: American Realty Captal New York City REIT, Inc. DATE OF NAME CHANGE: 20131230 POS EX 1 v389109_posex.htm POS EX

As filed with the Securities and Exchange Commission on September 15, 2014

Registration No. 333-194135

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



 

PRE-EFFECTIVE AMENDMENT NO. 1 TO
POST-EFFECTIVE AMENDMENT NO. 2 TO

FORM S-11

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
OF SECURITIES OF CERTAIN REAL ESTATE COMPANIES



 

American Realty Capital New York City REIT, Inc.

(Exact Name of Registrant as Specified in Its Governing Instruments)



 

405 Park Avenue
New York, New York 10022
(212) 415-6500

(Address, Including Zip Code, and Telephone Number,
Including Area Code, of Registrant’s Principal Executive Offices)



 

Nicholas S. Schorsch
Chief Executive Officer and Chairman of the Board of Directors
405 Park Avenue
New York, New York 10022
(212) 415-6500

(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent for Service)



 

With Copies to:

   
Peter M. Fass, Esq.
Proskauer Rose LLP
Eleven Times Square
New York, New York 10036-8299
Tel: (212) 969-3000
Fax: (212) 969-2900
  Michael J. Choate, Esq.
Proskauer Rose LLP
Three First National Plaza
70 West Madison, Suite 3800
Chicago, IL 60602-4342
Tel: (312) 962-3567
Fax: (312) 962-3551
  James A. Tanaka, Esq.
General Counsel
RCS Capital
405 Park Avenue
New York, NY 10022
Tel: (212) 415-6500


 

Approximate Date of Commencement of Proposed Sale to the Public: As soon as practicable after the effective date of this Registration Statement.

If any of the Securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 of the Securities Act of 1933, check the following box. x

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x
Registration No. 333-194135

If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. o

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

     
Large accelerated filer o   Accelerated filer o   Non-accelerated filer o   Smaller reporting company x
          (Do not check if a smaller
reporting company)
    
 

 


 
 

Explanatory Note

This Post-Effective Amendment No. 2 to the Registration Statement on Form S-11 (No. 333-194135) is filed pursuant to Rule 462(d) solely to add certain exhibits not previously filed with respect to such Registration Statement.

1


 
 

PART II. INFORMATION NOT REQUIRED IN PROSPECTUS

Item 36. Financial Statements and Exhibits

(b) Exhibits:

 
Exhibit No.   Description
23.1*   Consent of Grant Thornton LLP.

* Filed herewith.

2


 
 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this registration statement on Form S-11 and has duly caused such filing to be signed on its behalf by the undersigned, thereunto duly authorized, in New York, the State of New York, on September 15, 2014.

American Realty Capital New York City REIT, Inc.

By: /s/ Nicholas S. Schorsch

Name: Nicholas S. Schorsch
Title:  Chief Executive Officer and
Chairman of the Board of Directors

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

   
NAME   CAPACITY   DATE
/s/ Nicholas S. Schorsch

Nicholas S. Schorsch
  Chief Executive Officer and Chairman of the
Board of Directors (principal executive officer)
  September 15, 2014
/s/ William M. Kahane

William M. Kahane
  Director   September 15, 2014
/s/ Michael A. Happel

Michael A. Happel
  President   September 15, 2014
/s/ Edward M. Weil, Jr.

Edward M. Weil, Jr.
  Treasurer and Secretary   September 15, 2014
/s/ Gregory W. Sullivan

Gregory W. Sullivan
  Chief Financial Officer and Chief Operating
Officer (principal financial officer and principal
accounting officer)
  September 15, 2014
/s/ Elizabeth K. Tuppeny

Elizabeth K. Tuppeny
  Independent Director   September 15, 2014
/s/ Robert T. Cassato

Robert T. Cassato
  Independent Director   September 15, 2014
/s/ Abby M. Wenzel

Abby M. Wenzel
  Independent Director   September 15, 2014

3


 
 

EXHIBIT INDEX

The following exhibits are included, or incorporated by reference, in this registration statement on Form S-11 (and are numbered in accordance with Item 601 of Regulation S-K).

 
Exhibit No.   Description
23.1*   Consent of Grant Thornton LLP.

* Filed herewith

4


EX-23.1 2 v389109_ex23-1.htm EXHIBIT 23.1

EXHIBIT 23.1

 

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

        We have issued our report dated September 15, 2014, with respect to the consolidated financial statements of American Realty Capital New York City REIT, Inc., which is included in Supplement No. 5 to the Prospectus dated April 24, 2014, which is part of the Registration Statement on Form S-11 (File No. 333-194135). We consent to the use of the aforementioned report in the Registration Statement and related Prospectus Supplement, and to the use of our name as it appears under the caption "Experts."

 

/s/ GRANT THORNTON LLP  

 

Philadelphia, Pennsylvania
September 15, 2014

 

 
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