As filed with the Securities and Exchange Commission on September 15, 2014
PRE-EFFECTIVE AMENDMENT NO. 1 TO
POST-EFFECTIVE AMENDMENT NO. 2 TO
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
OF SECURITIES OF CERTAIN REAL ESTATE COMPANIES
(Exact Name of Registrant as Specified in Its Governing Instruments)
405 Park Avenue
New York, New York 10022
(212) 415-6500
(Address, Including Zip Code, and Telephone Number,
Including Area Code, of Registrants Principal Executive Offices)
Nicholas S. Schorsch
Chief Executive Officer and Chairman of the Board of Directors
405 Park Avenue
New York, New York 10022
(212) 415-6500
(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent for Service)
With Copies to:
Peter M. Fass, Esq. Proskauer Rose LLP Eleven Times Square New York, New York 10036-8299 Tel: (212) 969-3000 Fax: (212) 969-2900 |
Michael J. Choate, Esq. Proskauer Rose LLP Three First National Plaza 70 West Madison, Suite 3800 Chicago, IL 60602-4342 Tel: (312) 962-3567 Fax: (312) 962-3551 |
James A. Tanaka, Esq. General Counsel RCS Capital 405 Park Avenue New York, NY 10022 Tel: (212) 415-6500 |
Approximate Date of Commencement of Proposed Sale to the Public: As soon as practicable after the effective date of this Registration Statement.
If any of the Securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 of the Securities Act of 1933, check the following box. x
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x
Registration No. 333-194135
If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. o
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o | Smaller reporting company x | |||
(Do not check if a smaller reporting company) |
This Post-Effective Amendment No. 2 to the Registration Statement on Form S-11 (No. 333-194135) is filed pursuant to Rule 462(d) solely to add certain exhibits not previously filed with respect to such Registration Statement.
1
Exhibit No. | Description | |
23.1* | Consent of Grant Thornton LLP. |
* | Filed herewith. |
2
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this registration statement on Form S-11 and has duly caused such filing to be signed on its behalf by the undersigned, thereunto duly authorized, in New York, the State of New York, on September 15, 2014.
American Realty Capital New York City REIT, Inc.
By: | /s/ Nicholas S. Schorsch Name: Nicholas S. Schorsch Title: Chief Executive Officer and Chairman of the Board of Directors |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
NAME | CAPACITY | DATE | ||
/s/ Nicholas S. Schorsch Nicholas S. Schorsch |
Chief Executive Officer and Chairman of the Board of Directors (principal executive officer) |
September 15, 2014 | ||
/s/ William M. Kahane William M. Kahane |
Director | September 15, 2014 | ||
/s/ Michael A. Happel Michael A. Happel |
President | September 15, 2014 | ||
/s/ Edward M. Weil, Jr. Edward M. Weil, Jr. |
Treasurer and Secretary | September 15, 2014 | ||
/s/ Gregory W. Sullivan Gregory W. Sullivan |
Chief Financial Officer and Chief Operating Officer (principal financial officer and principal accounting officer) |
September 15, 2014 | ||
/s/ Elizabeth K. Tuppeny Elizabeth K. Tuppeny |
Independent Director | September 15, 2014 | ||
/s/ Robert T. Cassato Robert T. Cassato |
Independent Director | September 15, 2014 | ||
/s/ Abby M. Wenzel Abby M. Wenzel |
Independent Director | September 15, 2014 |
3
The following exhibits are included, or incorporated by reference, in this registration statement on Form S-11 (and are numbered in accordance with Item 601 of Regulation S-K).
Exhibit No. | Description | |
23.1* | Consent of Grant Thornton LLP. |
* | Filed herewith |
4
EXHIBIT 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We have issued our report dated September 15, 2014, with respect to the consolidated financial statements of American Realty Capital New York City REIT, Inc., which is included in Supplement No. 5 to the Prospectus dated April 24, 2014, which is part of the Registration Statement on Form S-11 (File No. 333-194135). We consent to the use of the aforementioned report in the Registration Statement and related Prospectus Supplement, and to the use of our name as it appears under the caption "Experts."
/s/ GRANT THORNTON LLP
Philadelphia, Pennsylvania
September 15, 2014