0001104659-21-070559.txt : 20210521 0001104659-21-070559.hdr.sgml : 20210521 20210521170146 ACCESSION NUMBER: 0001104659-21-070559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190621 FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elman Lee M CENTRAL INDEX KEY: 0001673603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 21949990 MAIL ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York City REIT, Inc. CENTRAL INDEX KEY: 0001595527 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 464380248 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 FIFTH AVE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124156500 MAIL ADDRESS: STREET 1: 650 FIFTH AVE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: American Realty Capital New York City REIT, Inc. DATE OF NAME CHANGE: 20140226 FORMER COMPANY: FORMER CONFORMED NAME: American Realty Captal New York City REIT, Inc. DATE OF NAME CHANGE: 20131230 4 1 tm2116966d3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2019-06-21 0 0001595527 New York City REIT, Inc. NYC 0001673603 Elman Lee M 650 FIFTH AVENUE NEW YORK NY 10019 1 0 0 0 Class A Common Stock 2019-06-21 4 S 0 1615.2 13.61 D 5422.8 D Class A Common Stock 2021-05-14 4 A 0 7182 0 A 10016 D On August 5, 2020, in connection with the transactions described in footnote 4 below, New York City REIT, Inc. (the "Registrant") changed the name of its common stock to "Class A common stock." The reporting person inadvertently failed to timely report the transaction. Restricted shares of Class A common stock of the Registrant issued pursuant to the 2020 Omnibus Incentive Compensation Plan of the Registrant that vest over a five-year period beginning on May 11, 2021 in increments of 20% per annum. The number of securities previously reported has been adjusted to reflect the 9.72-to-1 reverse stock split by the Registrant of its Class A common stock followed by a stock dividend of three shares of Class B common stock for every share of Class A common stock outstanding completed on August 5, 2020. The first two equal tranches of shares of Class B common stock converted into shares of Class A common stock and were listed on the New York Stock Exchange on December 16, 2020 and March 1, 2021, respectively, and the third and final equal tranche will automatically convert into shares of Class A common stock to be listed on the New York Stock Exchange no later than August 13, 2021. The number of securities reported also reflects the reporting person's receipt of cash in lieu of a fractional shares in connection with the reverse stock split and conversions described in this footnote. This amount includes approximately 9,306 shares of Class A common stock and 710 shares of Class B common stock. /s/ Lee M. Elman 2021-05-21