0000921895-18-000753.txt : 20180226 0000921895-18-000753.hdr.sgml : 20180226 20180226170408 ACCESSION NUMBER: 0000921895-18-000753 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88491 FILM NUMBER: 18641455 BUSINESS ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 214-436-8765 MAIL ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Misada Capital Flagship Fund LP CENTRAL INDEX KEY: 0001708902 IRS NUMBER: 821535529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 S. DWIGHT PLACE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 347.452.3481 MAIL ADDRESS: STREET 1: 200 S. DWIGHT PLACE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 SC 13G/A 1 sc13ga111529003_02262018.htm AMENDMENT NO. 1 TO THE SCHEDULE 13G

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 1)1

 

Zoe’s Kitchen, Inc.

 (Name of Issuer)

Common Stock, $0.01 par value

 (Title of Class of Securities)

98979J109

 (CUSIP Number)

February 22, 2018

 (Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     Rule 13d-1(b)

     Rule 13d-1(c)

     Rule 13d-1(d)

 

 

 

1              The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. 98979J109

 

  1   NAME OF REPORTING PERSON  
         
        Misada Capital Flagship Fund LP  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☐
           
  3   SEC USE ONLY    
           
             
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        Delaware  
NUMBER OF   5   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   6   SHARED VOTING POWER  
EACH          
REPORTING         3,295,334  
PERSON WITH   7   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    8   SHARED DISPOSITIVE POWER  
           
          3,295,334  
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,295,334  
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES     ☐
       
           
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
         
        16.8%  
  12   TYPE OF REPORTING PERSON  
         
        PN  

  

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CUSIP No. 98979J109

  1   NAME OF REPORTING PERSON  
         
        Misada Capital Holdings LLC  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☐
           
  3   SEC USE ONLY    
           
             
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        Delaware  
NUMBER OF   5   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   6   SHARED VOTING POWER  
EACH          
REPORTING         3,295,334  
PERSON WITH   7   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    8   SHARED DISPOSITIVE POWER  
           
          3,295,334  
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,295,334  
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES     ☐
       
           
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
         
        16.8%  
  12   TYPE OF REPORTING PERSON  
         
        OO  

  

3

CUSIP No. 98979J109

 

  1   NAME OF REPORTING PERSON  
         
        Noah A. Elbogen  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☐
           
  3   SEC USE ONLY    
           
             
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        United States of America  
NUMBER OF   5   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   6   SHARED VOTING POWER  
EACH          
REPORTING         3,295,334  
PERSON WITH   7   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    8   SHARED DISPOSITIVE POWER  
           
          3,295,334  
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,295,334  
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES     ☐
       
           
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
         
        16.8%  
  12   TYPE OF REPORTING PERSON  
         
        IN  

  

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CUSIP No. 98979J109

 

Item 1(a).Name of Issuer:

 

Zoe’s Kitchen, Inc., a Delaware corporation (the “Issuer”).

 

Item 1(b).Address of Issuer's Principal Executive Offices:

 

5760 State Highway 121, Suite 250

Plano, Texas 75024

 

Item 2(a).Name of Person Filing
Item 2(b).Address of Principal Business Office or, if None, Residence
Item 2(c).Citizenship

 

Misada Capital Flagship Fund LP (“Misada Flagship”)

200 S. Dwight Place

Englewood, New Jersey 07631

Citizenship: Delaware

 

Misada Capital Holdings LLC (“Misada Holdings”)

200 S. Dwight Place

Englewood, New Jersey 07631

Citizenship: Delaware

 

Noah A. Elbogen (“Mr. Elbogen”)

200 S. Dwight Place

Englewood, New Jersey 07631

Citizenship: United States of America

 

Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.”

 

Item 2(d).Title of Class of Securities:

 

Common Stock, $0.01 par value (the “Common Stock”)

 

Item 2(e).CUSIP Number:

 

98979J109

 

Item 3.If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

  /x/ Not applicable.
     
(a) / / Broker or dealer registered under Section 15 of the Exchange Act.
     
(b) / / Bank as defined in Section 3(a)(6) of the Exchange Act.
     
(c) / / Insurance company as defined in Section 3(a)(19) of the Exchange Act.
     
(d) / / Investment company registered under Section 8 of the Investment Company Act.
     
(e) / / An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
     
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CUSIP No. 98979J109

 

(f) / / An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
     
(g) / / A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
     
(h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
     
(i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
     
(j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J).  
     
(k) / / Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

Item 4.Ownership

 

(a)Amount beneficially owned:

 

As of the close of business on February 26, 2018, Misada Flagship beneficially owned 3,295,334 shares of Common Stock.

 

Each of Misada Holdings, as the general partner of Misada Flagship, and Mr. Elbogen, as the managing member of Misada Holdings, may be deemed to beneficially own 3,295,334 shares of Common Stock directly owned by Misada Flagship.

 

The filing of this Schedule 13G shall not be construed as an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any of the shares reported herein. Each of the Reporting Persons specifically disclaims beneficial ownership of the shares reported herein that are not directly owned by such Reporting Person except to the extent of his or its pecuniary interest therein.

 

(b)Percent of class:

 

See Cover Pages Item 11. The percentages are based on 19,588,007 shares of Common Stock outstanding, as of February 22, 2018, which is the total number of shares of Common Stock outstanding as reported in the Issuer’s Annual Report filed on Form 10-K with the Securities and Exchange Commission on February 22, 2018.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote

 

See Cover Pages Items 5-9.

 

(ii)Shared power to vote or to direct the vote

 

See Cover Pages Items 5-9.

 

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CUSIP No. 98979J109

 

(iii)Sole power to dispose or to direct the disposition of

 

See Cover Pages Items 5-9.

 

(iv)Shared power to dispose or to direct the disposition of

 

See Cover Pages Items 5-9.

 

Item 5.Ownership of Five Percent or Less of a Class.

 

Not Applicable.

 

Item 6.Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.Identification and Classification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

Not Applicable.

 

Item 8.Identification and Classification of Members of the Group.

 

See Exhibit 99.1 to the Schedule 13G filed with the Securities and Exchange Commission on November 29, 2017.

 

Item 9.Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.Certifications.

 

By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

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CUSIP No. 98979J109

 

SIGNATURE

 

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: February 26, 2018 

 

  Misada Capital Flagship Fund LP

 

  By:

Misada Capital Holdings LLC,

its general partner

 

  By: /s/ Noah A. Elbogen
    Name: Noah A. Elbogen
    Title: Managing Member

 

  Misada Capital Holdings LLC

 

  By: /s/ Noah A. Elbogen
    Name: Noah A. Elbogen
    Title: Managing Member

 

 

/s/ Noah A. Elbogen

  NOAH A. ELBOGEN

 

 

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