Chief Operations and Compliance Officer

0001594417-24-000002.txt : 20240515 0001594417-24-000002.hdr.sgml : 20240515 20240514193810 ACCESSION NUMBER: 0001594417-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240514 EFFECTIVENESS DATE: 20240515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 ORGANIZATION NAME: IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 24946554 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001594417 XXXXXXXX 03-31-2024 03-31-2024 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 000165224 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP N Romy Brown Chief Operations and Compliance Officer 8582073377 Romy M. Brown San Diego CA 05-14-2024 3 110 205594405 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 3 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP INFORMATION TABLE 2 bwg13f03312024.xml ABBOTT LABS COM 002824100 580356 5106 SH OTR 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 433176 2400 SH OTR 1 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 264362 1817 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 2600689 17081 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 669944 4400 SH OTR 1 0 0 0 AMAZON COM INC COM 023135106 6223832 34504 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 847786 4700 SH OTR 1 0 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 856696 9142 SH OTR 2 0 0 0 APPLE INC COM 037833100 4120415 24029 SH SOLE 0 0 0 APPLE INC COM 037833100 428722 2500 SH OTR 1 0 0 0 APPLIED MATLS INC COM 038222105 412557 2000 SH OTR 1 0 0 0 BANK AMERICA CORP COM 060505104 395170 10421 SH OTR 1 0 0 0 BLACKROCK ETF TRUST II FLEXIBLE INCOME 092528603 7132298 135957 SH SOLE 0 0 0 BLACKROCK ETF TRUST II HIGH YLD MUNI IN 092528108 2517350 112131 SH SOLE 0 0 0 BLACKSTONE INC COM 09260D107 5975470 45486 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 342313 6312 SH OTR 1 0 0 0 BROADCOM INC COM 11135F101 185557 140 SH OTR 2 0 0 0 CAPITAL GRP FIXED INCM ETF T SHORT DURATION M 14020Y607 4698315 182743 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 424760 8510 SH OTR 1 0 0 0 CITIGROUP INC COM NEW 172967424 494402 7818 SH OTR 1 0 0 0 COCA COLA CO COM 191216100 441227 7212 SH OTR 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 652461 891 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 512354 6423 SH OTR 1 0 0 0 D R HORTON INC COM 23331A109 510207 3100 SH OTR 1 0 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 4817415 195274 SH SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 392763 8205 SH OTR 1 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 1562129 63193 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 897706 14400 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 533178 12710 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 363896 9902 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST SHORT DURATION F 25434V864 3989895 84819 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 278623 4890 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 409198 8509 SH OTR 3 0 0 0 DISNEY WALT CO COM 254687106 5863737 47922 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 685216 5600 SH OTR 1 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 419470 5509 SH OTR 1 0 0 0 ELECTRONIC ARTS INC COM 285512109 331750 2500 SH OTR 1 0 0 0 EMERSON ELEC CO COM 291011104 295679 2607 SH OTR 1 0 0 0 EXXON MOBIL CORP COM 30231G102 640179 5507 SH OTR 1 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 17404121 384112 SH SOLE 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 972352 21460 SH OTR 2 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 217768 7374 SH SOLE 0 0 0 GENERAL DYNAMICS CORP COM 369550108 226557 802 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 478038 6526 SH OTR 1 0 0 0 HOME DEPOT INC COM 437076102 2603977 6788 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 477937 22597 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 935612 78755 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1174696 49419 SH SOLE 0 0 0 ISHARES INC MSCI AGRICULTURE 464286350 3100204 80525 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 3077486 57642 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 933498 33292 SH SOLE 0 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 202631 2986 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 517936 4814 SH SOLE 0 0 0 ISHARES TR RESIDENTIAL MULT 464288562 964497 13383 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 10346002 178811 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 7179705 132369 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 10616047 209224 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F REALTY INCOME ET 46641Q126 1201336 27396 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 674416 11656 SH OTR 2 0 0 0 KLA CORP COM NEW 482480100 373036 534 SH OTR 2 0 0 0 KULR TECHNOLOGY GROUP INC COM 50125G109 29125 76644 SH SOLE 0 0 0 LISTED FD TR CLOUGH SELECT EQ 53656F631 639583 23058 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 567090 6507 SH OTR 1 0 0 0 MERCK & CO INC COM 58933Y105 607870 4606 SH OTR 1 0 0 0 META PLATFORMS INC CL A 30303M102 202549 417 SH SOLE 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 548015 6108 SH OTR 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 849027 7201 SH OTR 1 0 0 0 MICROSOFT CORP COM 594918104 7606133 18079 SH SOLE 0 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 25287 14127 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 3002834 42898 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 483586 6908 SH OTR 1 0 0 0 MORGAN STANLEY COM NEW 617446448 594593 6314 SH OTR 1 0 0 0 NIKE INC CL B 654106103 488900 5202 SH OTR 1 0 0 0 NVIDIA CORPORATION COM 67066G104 450539 499 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 741509 5903 SH OTR 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1633373 24382 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 489027 7300 SH OTR 1 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 3912776 202840 SH SOLE 0 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 2453466 46759 SH SOLE 0 0 0 PIMCO ETF TR MULTISECTOR BD 72201R585 4037681 156742 SH SOLE 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 606999 71412 SH SOLE 0 0 0 PIMCO MUN INCOME FD III COM 72201A103 1014411 135798 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 691514 4085 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 728237 4301 SH OTR 1 0 0 0 RTX CORPORATION COM 75513E101 556722 5708 SH OTR 1 0 0 0 SCHWAB CHARLES CORP COM 808513105 448564 6200 SH OTR 1 0 0 0 SERVICENOW INC COM 81762P102 1705489 2237 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 410025 5715 SH OTR 1 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 207870 5914 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 580021 1109 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 961364 37422 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 9647311 156790 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 1039155 19482 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 3060153 72670 SH SOLE 0 0 0 SSGA ACTIVE TR SPDR NUVEEN MUN 78470P705 1917969 69668 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 591303 5830 SH OTR 1 0 0 0 VALERO ENERGY CORP COM 91913Y100 733967 4300 SH OTR 1 0 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 4703533 62605 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1949627 38530 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 3050012 51486 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 246547 3024 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 2740071 39827 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 253376 2719 SH SOLE 0 0 0 VANGUARD WORLD FD HEALTH CAR ETF 92204A504 6416993 23721 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 286275 6822 SH OTR 1 0 0 0 VISA INC COM CL A 92826C839 203697 730 SH SOLE 0 0 0 WALMART INC COM 931142103 451661 7506 SH OTR 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 3132397 14696 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 471154 8128 SH OTR 1 0 0 0 WESTERN DIGITAL CORP. COM 958102105 545920 8000 SH OTR 1 0 0 0