Chief Operations and Compliance Officer

0001594417-23-000004.txt : 20231113 0001594417-23-000004.hdr.sgml : 20231113 20231113135146 ACCESSION NUMBER: 0001594417-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 231397495 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001594417 XXXXXXXX 09-30-2023 09-30-2023 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP N Romy M Brown Chief Operations and Compliance Officer 8582073377 Romy M. Brown San Diego CA 11-13-2023 3 108 169156388 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 3 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP INFORMATION TABLE 2 13f09302023.xml APPLE INC COM 037833100 364233 2127 SH OTR 1 0 0 0 APPLE INC COM 037833100 4503128 26302 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 542360 5600 SH OTR 1 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2560687 54471 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 228025 2425 SH SOLE 0 0 0 APPLIED MATLS INC COM 038222105 720031 5200 SH OTR 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 596356 5800 SH OTR 1 0 0 0 AMAZON COM INC COM 023135106 737296 5800 SH OTR 1 0 0 0 AMAZON COM INC COM 023135106 3303467 25987 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1556934 16629 SH SOLE 0 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 793063 10174 SH OTR 2 0 0 0 AXONICS INC COM 05465P101 217465 3875 SH SOLE 0 0 0 BANK AMERICA CORP COM 060505104 287730 10508 SH OTR 1 0 0 0 BLACKROCK ETF TRUST II FLEXIBLE INCOME 092528603 2683793 53208 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 711207 33883 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 360011 6202 SH OTR 1 0 0 0 BLACKSTONE INC COM 09260D107 6272620 58546 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 279896 6805 SH OTR 1 0 0 0 LISTED FD TR CLOUGH SELECT EQ 53656F631 625650 27777 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 517006 915 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 456960 8500 SH OTR 1 0 0 0 CVS HEALTH CORP COM 126650100 488909 7002 SH OTR 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 296033 8000 SH OTR 1 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 395507 5302 SH OTR 1 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 1326002 58751 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 756651 14415 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 578793 14337 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 434879 13332 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 361676 7783 SH OTR 3 0 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 258977 5563 SH SOLE 0 0 0 D R HORTON INC COM 23331A109 429944 4000 SH OTR 1 0 0 0 DISNEY WALT CO COM 254687106 421460 5200 SH OTR 1 0 0 0 DISNEY WALT CO COM 254687106 4306586 53135 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 297971 9057 SH SOLE 0 0 0 ELECTRONIC ARTS INC COM 285512109 626155 5200 SH OTR 1 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 257239 9737 SH SOLE 0 0 0 EMERSON ELEC CO COM 291011104 454133 4702 SH OTR 1 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 203962 2712 SH SOLE 0 0 0 EXELON CORP COM 30161N101 245840 6505 SH OTR 1 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1038775 23847 SH OTR 2 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 12042046 276447 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 480061 6406 SH OTR 1 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1832319 13897 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 3071542 10165 SH SOLE 0 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 5843479 258675 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 978720 41088 SH SOLE 0 0 0 BLACKROCK ETF TRUST II HIGH YLD MUNI IN 092528108 2812169 137514 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 569703 6309 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 1043014 41064 SH SOLE 0 0 0 ISHARES TR GLB INFRASTR ETF 464288372 1853145 42808 SH SOLE 0 0 0 ISHARES TR US TELECOM ETF 464287713 895465 42041 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 675338 12609 SH OTR 2 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 6600502 123236 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 4732114 100833 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F REALTY INCOME ET 46641Q126 611688 15704 SH SOLE 0 0 0 KLA CORP COM NEW 482480100 263729 575 SH OTR 2 0 0 0 COCA COLA CO COM 191216100 391988 7002 SH OTR 1 0 0 0 KULR TECHNOLOGY GROUP INC COM 50125G109 18535 51644 SH SOLE 0 0 0 SSGA ACTIVE TR SPDR NUVEEN MUN 78470P705 974624 37478 SH SOLE 0 0 0 MICROCHIP TECHNOLOGY INC. 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