0001594417-23-000002.txt : 20230509 0001594417-23-000002.hdr.sgml : 20230509 20230509130503 ACCESSION NUMBER: 0001594417-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 23901130 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001594417 XXXXXXXX 03-31-2023 03-31-2023 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 000165224 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP N Romy Brown 8582073377 Romy Brown San Diego CA 05-09-2023 3 110 174819591 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 3 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP INFORMATION TABLE 2 bwg13f03312023.xml AGILENT TECHNOLOGIES INC COM 00846U101 266311 1925 SH SOLE 0 0 0 APPLE INC COM 037833100 4701494 28511 SH SOLE 0 0 0 APPLE INC COM 037833100 478210 2900 SH OTR 1 0 0 0 ABBOTT LABS COM 002824100 455670 4500 SH OTR 1 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2558143 52453 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 269987 2710 SH SOLE 0 0 0 APPLIED MATLS INC COM 038222105 565018 4600 SH OTR 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 529254 5400 SH OTR 1 0 0 0 AMAZON COM INC COM 023135106 2746998 26595 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 495792 4800 SH OTR 1 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1529889 17875 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 226463 353 SH OTR 2 0 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 831398 11226 SH OTR 2 0 0 0 AXONICS INC COM 05465P101 211420 3875 SH SOLE 0 0 0 BOEING CO COM 097023105 2715530 12783 SH SOLE 0 0 0 BANK AMERICA CORP COM 060505104 234520 8200 SH OTR 1 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2082819 100136 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 339619 4900 SH OTR 1 0 0 0 BLACKSTONE INC COM 09260D107 5631056 64106 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 271962 5800 SH OTR 1 0 0 0 LISTED FD TR CHANGEBRIDGE SEL 53656F631 717377 30041 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 454315 914 SH SOLE 0 0 0 CSX CORP COM 126408103 224550 7500 SH OTR 1 0 0 0 CVS HEALTH CORP COM 126650100 364119 4900 SH OTR 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 226980 6500 SH OTR 1 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 373204 5200 SH OTR 1 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 1307558 56801 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 750151 14234 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 703524 16554 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 474643 14727 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 395941 8195 SH OTR 3 0 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 284126 6395 SH SOLE 0 0 0 D R HORTON INC COM 23331A109 273532 2800 SH OTR 1 0 0 0 DISNEY WALT CO COM 254687106 4825398 48191 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 410533 4100 SH OTR 1 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 317038 9248 SH SOLE 0 0 0 ELECTRONIC ARTS INC COM 285512109 542025 4500 SH OTR 1 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 269742 10129 SH SOLE 0 0 0 EXELON CORP COM 30161N101 222017 5300 SH OTR 1 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 10179897 221302 SH SOLE 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1054550 22925 SH OTR 2 0 0 0 GILEAD SCIENCES INC COM 375558103 398256 4800 SH OTR 1 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1657552 15938 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 3150665 10676 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1146270 45778 SH SOLE 0 0 0 BLACKROCK ETF TRUST II HIGH YLD MUNI IN 092528108 2588323 119978 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 7327324 266545 SH SOLE 0 0 0 ISHARES TR GLB INFRASTR ETF 464288372 2413618 50599 SH SOLE 0 0 0 ISHARES TR US AER DEF ETF 464288760 419109 3642 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 5616185 102861 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 594103 10881 SH OTR 2 0 0 0 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 2844564 63086 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 3564610 27355 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F REALTY INCOME ET 46641Q126 545746 12914 SH SOLE 0 0 0 KLA CORP COM NEW 482480100 257864 646 SH OTR 2 0 0 0 COCA COLA CO COM 191216100 372180 6000 SH OTR 1 0 0 0 KULR TECHNOLOGY GROUP INC COM 50125G109 26884 30644 SH SOLE 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 444034 5300 SH OTR 1 0 0 0 MONDELEZ INTL INC CL A 609207105 3264814 46828 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 376488 5400 SH OTR 1 0 0 0 MEDTRONIC PLC SHS G5960L103 395038 4900 SH OTR 1 0 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 11498092 132375 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 215728 1600 SH OTR 1 0 0 0 MERCK & CO INC COM 58933Y105 489394 4600 SH OTR 1 0 0 0 MORGAN STANLEY COM NEW 617446448 430220 4900 SH OTR 1 0 0 0 MICROSOFT CORP COM 594918104 6726163 23330 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 349972 5800 SH OTR 1 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 6795165 63070 SH SOLE 0 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 1688716 32314 SH SOLE 0 0 0 NIKE INC CL B 654106103 220752 1800 SH OTR 1 0 0 0 SERVICENOW INC COM 81762P102 905275 1948 SH SOLE 0 0 0 ON SEMICONDUCTOR CORP COM 682189105 369617 4490 SH SOLE 0 0 0 ONCTERNAL THERAPEUTICS INC COM 68236P107 25120 32000 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 464600 5000 SH OTR 1 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1269690 70460 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 2175739 53471 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 1079712 34584 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 914790 79686 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 1346181 40955 SH SOLE 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 1618010 172312 SH SOLE 0 0 0 PIMCO MUN INCOME FD III COM 72201A103 2274363 273690 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1407278 18531 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 394888 5200 SH OTR 1 0 0 0 QUALCOMM INC COM 747525103 514487 4033 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 446530 3500 SH OTR 1 0 0 0 ISHARES TR RESIDENTIAL MULT 464288562 599523 8489 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 479857 4900 SH OTR 1 0 0 0 SCHWAB CHARLES CORP COM 808513105 225234 4300 SH OTR 1 0 0 0 SYNOPSYS INC COM 871607107 280418 726 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 354858 5100 SH OTR 1 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 7916571 164415 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 834659 18995 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 335430 819 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 5170596 124713 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 1857122 17741 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 383964 4900 SH OTR 1 0 0 0 TEXTRON INC COM 883203101 360213 5100 SH OTR 1 0 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 1138880 17385 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2661610 11162 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 380557 5165 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 5970854 117861 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3830645 61834 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3631864 93388 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 256710 6600 SH OTR 1 0 0 0 WESTERN DIGITAL CORP. COM 958102105 3454339 91700 SH SOLE 0 0 0 WESTERN DIGITAL CORP. COM 958102105 237321 6300 SH OTR 1 0 0 0 WELLS FARGO CO NEW COM 949746101 254184 6800 SH OTR 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 727701 4460 SH SOLE 0 0 0 WALMART INC COM 931142103 457095 3100 SH OTR 1 0 0 0 EXXON MOBIL CORP COM 30231G102 482504 4400 SH OTR 1 0 0 0