0001594417-22-000004.txt : 20221101 0001594417-22-000004.hdr.sgml : 20221101 20221101140850 ACCESSION NUMBER: 0001594417-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 EFFECTIVENESS DATE: 20221101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 221349571 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001594417 XXXXXXXX 09-30-2022 09-30-2022 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC N Romy Brown 8582073377 Romy M. Brown San Diego CA 11-01-2022 2 99 138700 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC INFORMATION TABLE 2 bwg13f09302022.xml ABBOTT LABS COM 002824100 367 3800 SH OTR 1 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1445 19435 SH SOLE 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 244 2010 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1543 16049 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 2805 24821 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 350 3100 SH OTR 1 0 0 0 APPLE INC COM 037833100 3640 26337 SH SOLE 0 0 0 APPLE INC COM 037833100 276 2000 SH OTR 1 0 0 0 APPLIED MATLS INC COM 038222105 320 3900 SH OTR 1 0 0 0 AXONICS INC COM 05465P101 273 3875 SH SOLE 0 0 0 BK OF AMERICA CORP COM 060505104 211 7000 SH OTR 1 0 0 0 BLACKROCK ETF TRUST II HIGH YLD MUNI IN 092528108 2177 106156 SH SOLE 0 0 0 BLACKSTONE INC COM 09260D107 4606 55030 SH SOLE 0 0 0 BOEING CO COM 097023105 1859 15354 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 208 5200 SH OTR 1 0 0 0 CITIGROUP INC COM NEW 172967424 208 5000 SH OTR 1 0 0 0 COCA COLA CO COM 191216100 286 5100 SH OTR 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 390 826 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 400 4200 SH OTR 1 0 0 0 D R HORTON INC COM 23331A109 283 4200 SH OTR 1 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 1168 58132 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 700 15044 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 2843 69433 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 461 17879 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST SHORT DURATION F 25434V864 713 15508 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 3941 41783 SH SOLE 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 222 4400 SH OTR 1 0 0 0 ELECTRONIC ARTS INC COM 285512109 440 3800 SH OTR 1 0 0 0 EMERSON ELEC CO COM 291011104 3067 41900 SH SOLE 0 0 0 EMERSON ELEC CO COM 291011104 300 4100 SH OTR 1 0 0 0 EXXON MOBIL CORP COM 30231G102 341 3900 SH OTR 1 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 296 11882 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 252 4100 SH OTR 1 0 0 0 HOME DEPOT INC COM 437076102 2875 10419 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 2001 58856 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 704 20700 SH OTR 2 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2187 108297 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 1931 55735 SH SOLE 0 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 5357 60487 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2285 57121 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 2352 24417 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 649 6741 SH OTR 2 0 0 0 ISHARES TR CORE INTL AGGR 46435G672 1788 37003 SH SOLE 0 0 0 ISHARES TR CORE INTL AGGR 46435G672 600 12415 SH OTR 2 0 0 0 ISHARES TR US AER DEF ETF 464288760 334 3665 SH SOLE 0 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 208 4094 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1142 11132 SH SOLE 0 0 0 ISHARES TR RESIDENTIAL MULT 464288562 579 8060 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 6656 64832 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 6452 125945 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 602 11963 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F REALTY INCOME ET 46641Q126 237 5537 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1173 23376 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 282 2700 SH OTR 1 0 0 0 KULR TECHNOLOGY GROUP INC COM 50125G109 15 11644 SH SOLE 0 0 0 LISTED FD TR CHANGEBRIDGE SUS 53656F631 677 31536 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 258 2600 SH OTR 1 0 0 0 MEDTRONIC PLC SHS G5960L103 331 4100 SH OTR 1 0 0 0 MERCK & CO INC COM 58933Y105 379 4400 SH OTR 1 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 269 4400 SH OTR 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 235 4700 SH OTR 1 0 0 0 MICROSOFT CORP COM 594918104 5534 23761 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 2593 47287 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 285 5200 SH OTR 1 0 0 0 MORGAN STANLEY COM NEW 617446448 340 4300 SH OTR 1 0 0 0 NEXTERA ENERGY INC COM 65339F101 329 4200 SH OTR 1 0 0 0 NIKE INC CL B 654106103 241 2900 SH OTR 1 0 0 0 ON SEMICONDUCTOR CORP COM 682189105 280 4490 SH SOLE 0 0 0 ONCTERNAL THERAPEUTICS INC COM 68236P107 29 32000 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 293 4800 SH OTR 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1403 16295 SH SOLE 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1256 64831 SH SOLE 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 3356 352136 SH SOLE 0 0 0 PIMCO MUN INCOME FD III COM 72201A103 284 36837 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 455 4031 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 344 4200 SH OTR 1 0 0 0 SCHWAB CHARLES CORP COM 808513105 273 3800 SH OTR 1 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 415 13660 SH SOLE 0 0 0 SERVICENOW INC COM 81762P102 682 1805 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 205 7102 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 290 811 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1304 27207 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 7446 177332 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 760 19707 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 4463 109191 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 337 4000 SH OTR 1 0 0 0 SYNOPSYS INC COM 871607107 220 719 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 280 4500 SH OTR 1 0 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1889 39260 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 6061 125908 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 984 15635 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5687 156412 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 2851 54776 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 4648 20779 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2559 67406 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 212 5600 SH OTR 1 0 0 0 WALMART INC COM 931142103 337 2600 SH OTR 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 675 4216 SH SOLE 0 0 0