0001567619-18-001421.txt : 20180817 0001567619-18-001421.hdr.sgml : 20180817 20180817201944 ACCESSION NUMBER: 0001567619-18-001421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180817 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweemer Timothy D CENTRAL INDEX KEY: 0001603790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36375 FILM NUMBER: 181026898 MAIL ADDRESS: STREET 1: C/O CORIUM INTERNATIONAL, INC. STREET 2: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Corium International, Inc. CENTRAL INDEX KEY: 0001594337 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383230774 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-298-8012 MAIL ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc1.xml FORM 4 X0306 4 2018-08-17 0 0001594337 Corium International, Inc. CORI 0001603790 Sweemer Timothy D C/O CORIUM INTERNATIONAL, INC. 235 CONSTITUION DRIVE MENLO PARK CA 94025 0 1 0 0 Chief Accounting Officer Common Stock 2018-08-17 4 M 0 1250 0 A 35147 D Common Stock 2018-08-17 4 S 0 346 9.0086 D 34801 D Restricted Stock Units (RSU) 2018-08-17 4 M 0 1250 0 D Common Stock 1250 3750 D Includes 782 shares acquired under the Issuer's employee stock purchase plan on May 18, 2018. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs") listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.59 to $9.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents the contingent right to receive one share of the issuer's common stock upon settlement. The RSUs vest as to 1/4 of the total number of shares on January 4, 2018 and then 1/4 of the total number of shares on January 4 of each successive year thereafter, subject to the Issuer's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. /s/Christina Dickerson, Attorney-in-Fact 2018-08-17