0001140361-16-090839.txt : 20161227 0001140361-16-090839.hdr.sgml : 20161226 20161227180411 ACCESSION NUMBER: 0001140361-16-090839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161222 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Corium International, Inc. CENTRAL INDEX KEY: 0001594337 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383230774 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-298-8012 MAIL ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweemer Timothy D CENTRAL INDEX KEY: 0001603790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36375 FILM NUMBER: 162071193 MAIL ADDRESS: STREET 1: C/O CORIUM INTERNATIONAL, INC. STREET 2: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc1.xml FORM 4 X0306 4 2016-12-22 0 0001594337 Corium International, Inc. CORI 0001603790 Sweemer Timothy D C/O CORIUM INTERNATIONAL, INC. 235 CONSTITUION DRIVE MENLO PARK CA 94025 0 1 0 0 Chief Accounting Officer Common Stock 4145 D Restricted Stock Units 2016-12-22 4 A 0 5000 0 A Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 4.59 2016-12-22 4 A 0 30000 0 A 2026-12-21 Common Stock 30000 30000 D Includes 770 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on May 19, 2016 and 819 shares acquired under the ESPP on November 18, 2016. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of the issuer's common stock upon settlement. The RSUs vest as to 1/4 of the total number of shares on January 4, 2018 and then 1/4 of the total number of shares on January 4 of each successive year thereafter. The option vests as to 1/48th of the total number of shares on January 22, 2017 and then 1/48th monthly thereafter. /s/ Christina Dickerson, Attorney-in-Fact 2016-12-27