0001594197-17-000001.txt : 20170123 0001594197-17-000001.hdr.sgml : 20170123 20170123093927 ACCESSION NUMBER: 0001594197-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170123 EFFECTIVENESS DATE: 20170123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sanctuary Wealth Advisors, LLC CENTRAL INDEX KEY: 0001594197 IRS NUMBER: 263997124 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16097 FILM NUMBER: 17539984 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 11TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152912900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 11TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001594197 XXXXXXXX 12-31-2016 12-31-2016 Sanctuary Wealth Advisors, LLC

600 MONTGOMERY STREET 11TH FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-16097 N ANDREW EPSTEIN 4157105768 ANDREW EPSTEIN SAN MATEO CA 01-23-2017 0 123 112541 false INFORMATION TABLE 2 crosspoint13F20161231.xml 13F REPORT QUARTER 4 2016 ACLARIS THERAPEUTICS INC COM COMMON 00461U105 8 295 SH SOLE 0 0 295 ADVANCED ENERGY INDUSTRIES, IN COMMON 007973100 8 138 SH SOLE 0 0 138 ADVANCED MICRO DEVICES INC COMMON 007903107 4534 399789 SH SOLE 0 0 399789 AK STL HLDG CORP COM COMMON 001547108 3256 318892 SH SOLE 0 0 318892 ALTRIA GROUP INCORPORATED COMMON 02209S103 47 700 SH SOLE 0 0 700 AMAG PHARMACEUTICALS INC COMMON 00163U106 3455 99274 SH SOLE 0 0 99274 AMKOR TECHNOLOGY INC COMMON 031652100 6 608 SH SOLE 0 0 608 ARGAN INC COM COMMON 04010E109 8 120 SH SOLE 0 0 120 ARRAY BIOPHARMA INC COMMON 04269X105 4070 463005 SH SOLE 0 0 463005 ARROW FINL CORP COM COMMON 042744102 8 196 SH SOLE 0 0 196 BANK OF AMERICA CORPORATION COMMON 060505104 3344 151309 SH SOLE 0 0 151309 BIG 5 SPORTING GOODS CORP COMMON 08915P101 7 381 SH SOLE 0 0 381 BRINKS CO COMMON 109696104 7 176 SH SOLE 0 0 176 BUNGE LTD COMMON G16962105 7 100 SH SOLE 0 0 100 CABOT MICROELECTRONICS CORP COMMON 12709P103 8 123 SH SOLE 0 0 123 CAMECO CORPORATION COMMON 13321L108 2 200 SH SOLE 0 0 200 CARBONITE INC COM COMMON 141337105 6 390 SH SOLE 0 0 390 CENTRAL GARDEN & PET COMPANY COMMON 153527106 9 257 SH SOLE 0 0 257 CENTURYTEL INC COMMON 156700106 71 2994 SH SOLE 0 0 2994 CITIGROUP INC COM NEW COMMON 172967424 104 1753 SH SOLE 0 0 1753 CLOVIS ONCOLOGY INC COM COMMON 189464100 3735 84076 SH SOLE 0 0 84076 COMMUNICATIONS SALES&LEAS INCO COMMON 20341J104 8 321 SH SOLE 0 0 321 CORCEPT THERAPEUTICS INC COM COMMON 218352102 6 792 SH SOLE 0 0 792 CROSS TIMBERS RTY TR TR UNIT COMMON 22757R109 115 6400 SH SOLE 0 0 6400 DISH NETWORK CORPORATION CLASS COMMON 25470M109 1826 31517 SH SOLE 0 0 31517 DORCHESTER MINERALS LP COMMON 25820R105 3977 226594 SH SOLE 0 0 226594 DOW CHEMICAL COMMON 260543103 180 3150 SH SOLE 0 0 3150 DTE ENERGY CO COMMON 233331107 59 600 SH SOLE 0 0 600 ECHOSTAR HOLDING CORPORATION COMMON 278768106 561 10913 SH SOLE 0 0 10913 EMPIRE DISTRICT ELCT COMMON 291641108 7 217 SH SOLE 0 0 217 ENCANA CORP COMMON 292505104 3486 296973 SH SOLE 0 0 296973 EXACT SCIENCES CORPORATION COMMON 30063P105 3243 242715 SH SOLE 0 0 242715 FINISAR CORP COM NEW COMMON 31787A507 3241 107066 SH SOLE 0 0 107066 FIRST BANCRP HLDG CO COMMON 318672706 3373 510266 SH SOLE 0 0 510266 FRONTIER COMMUN CP COMMON 35906A108 2 685 SH SOLE 0 0 685 GIBRALTAR INDS INC COM COMMON 374689107 7 165 SH SOLE 0 0 165 HESKA CORP COM RESTRC NEW COMMON 42805E306 8 107 SH SOLE 0 0 107 HILLTOP HOLDINGS COMMON 432748101 8 266 SH SOLE 0 0 266 HORIZON GLOBAL CORP COM COMMON 44052W104 7 307 SH SOLE 0 0 307 HOSPITALITY PROP TR COMMON 44106M102 25 800 SH SOLE 0 0 800 HUGOTON ROYALTY TRUST COMMON 444717102 37 17133 SH SOLE 0 0 17133 II-VI INCORPORATED COMMON 902104108 7 243 SH SOLE 0 0 243 INCYTE CORPORATION COMMON 45337C102 936 9336 SH SOLE 0 0 9336 INGEVITY CORP COM COMMON 45688C107 8 148 SH SOLE 0 0 148 IROBOT CORPORATION COMMON 462726100 8 136 SH SOLE 0 0 136 JOHN BEAN TECHNOLOGIES CORP CO COMMON 477839104 7 85 SH SOLE 0 0 85 LEMAITRE VASCULAR INC COM COMMON 525558201 8 308 SH SOLE 0 0 308 LUMENTUM HLDGS INC COM COMMON 55024U109 3213 83123 SH SOLE 0 0 83123 MARCUS CORP COM COMMON 566330106 8 257 SH SOLE 0 0 257 MASIMO CORPORATION COMMON 574795100 8 120 SH SOLE 0 0 120 MCDONALD'S CORPORATION COMMON 580135101 41 334 SH SOLE 0 0 334 MIMECAST LTD ORD SHS COMMON G14838109 6 323 SH SOLE 0 0 323 MOSAIC CO NEW COMMON 61945C103 6 200 SH SOLE 0 0 200 NACCO INDS CL A COMMON 629579103 8 83 SH SOLE 0 0 83 NANOSTRING TECHNOLOGIES INC CO COMMON 63009R109 7 328 SH SOLE 0 0 328 NAVIGANT CONSULTING INC COM COMMON 63935N107 8 299 SH SOLE 0 0 299 NAVISTAR INTL CORP COMMON 63934E108 3825 121944 SH SOLE 0 0 121944 NEWS CORP NEW CL A COMMON 65249B109 11 967 SH SOLE 0 0 967 NIKE INCORPORATED CLASS B COMMON 654106103 55 1080 SH SOLE 0 0 1080 NUTRISYSTEM INC COMMON 67069D108 7 209 SH SOLE 0 0 209 NVIDIA CORP COMMON 67066G104 3961 37109 SH SOLE 0 0 37109 OASIS PETE INC NEW COM COMMON 674215108 4274 282329 SH SOLE 0 0 282329 OCULAR SCIENCES INC COMMON 67555N206 3249 363007 SH SOLE 0 0 363007 PEGASYSTEMS INC COMMON 705573103 7 207 SH SOLE 0 0 207 PEPSICO INCORPORATED COMMON 713448108 21 200 SH SOLE 0 0 200 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 55 600 SH SOLE 0 0 600 PICO HOLDINGS INC COMMON 693366205 3 200 SH SOLE 0 0 200 PILGRIMS PRIDE CORP COM COMMON 72147K108 28 1500 SH SOLE 0 0 1500 PNC FINANCIAL SERVICES GROUP COMMON 693475105 585 5000 SH SOLE 0 0 5000 PROS HOLDINGS INC COM COMMON 74346Y103 6 295 SH SOLE 0 0 295 PUBLIC STORAGE COMMON 74460D109 161 722 SH SOLE 0 0 722 QCR HOLDINGS INC COM COMMON 74727A104 9 197 SH SOLE 0 0 197 REGIONS FINANCIAL CORP COMMON 7591EP100 3373 234893 SH SOLE 0 0 234893 REYNOLDS AMERN INCCOM COMMON 761713106 112 2000 SH SOLE 0 0 2000 RUDOLPH TECHNOLOGIES, INC. COMMON 781270103 9 376 SH SOLE 0 0 376 SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 48 7242 SH SOLE 0 0 7242 SCHNITZER STEEL INDUSTRIES INC COMMON 806882106 7 272 SH SOLE 0 0 272 SIERRA WIRELESS INC COMMON 826516106 4 270 SH SOLE 0 0 270 SKYWEST INC COMMON 830879102 8 208 SH SOLE 0 0 208 SODASTREAM INTERNATIONAL LTD COMMON M9068E105 3446 87318 SH SOLE 0 0 87318 SOLARWINDOW TECHNOLOGIES INCCO COMMON 83417L106 1 200 SH SOLE 0 0 200 SPRINT CORP COM SER 1 COMMON 85207U105 3986 473341 SH SOLE 0 0 473341 STANDARD MTR PRODS INC COM COMMON 853666105 8 147 SH SOLE 0 0 147 STMICROELECTRONICS NV-NY SHS COMMON 861012102 1 100 SH SOLE 0 0 100 SUNCOR ENERGY INC NEWCOM COMMON 867224107 1144 34995 SH SOLE 0 0 34995 TEAM INC COMMON 878155100 197 5007 SH SOLE 0 0 5007 TECK COMINCO CL B COMMON 878742204 3072 153356 SH SOLE 0 0 153356 TESARO INC COM COMMON 881569107 3568 26530 SH SOLE 0 0 26530 TESLA MOTORS INC COMMON 88160R101 43 200 SH SOLE 0 0 200 TETRA TECH INC COMMON 88162G103 8 181 SH SOLE 0 0 181 THE CHARLES SCHWAB CORP COMMON 808513105 118 3000 SH SOLE 0 0 3000 TREEHOUSE FOODS INC COMMON 89469A104 14 191 SH SOLE 0 0 191 TTM TECHNOLOGIES INC COMMON 87305R109 3292 241545 SH SOLE 0 0 241545 TWENTY FIRST CENTY FOX INC CL COMMON 90130A101 109 3870 SH SOLE 0 0 3870 U S SILICA HLDGS INC COM COMMON 90346E103 4344 76646 SH SOLE 0 0 76646 UBIQUITI NETWORKS INC COM COMMON 90347A100 3590 62110 SH SOLE 0 0 62110 UDR INC COMMON 902653104 62 1701 SH SOLE 0 0 1701 UNIT CORP COMMON 909218109 3329 123879 SH SOLE 0 0 123879 UNITED RENTALS INC COMMON 911363109 3380 32016 SH SOLE 0 0 32016 UNITED STS STL CORP NEW COMMON 912909108 3128 94772 SH SOLE 0 0 94772 VERIZON COMMUNICATIONS COMMON 92343V104 214 4000 SH SOLE 0 0 4000 WAGEWORKS INC COM COMMON 930427109 7 102 SH SOLE 0 0 102 WELLS FARGO & CO COMMON 949746101 110 2000 SH SOLE 0 0 2000 WINDSTREAM HLDGS INC COM NEW COMMON 97382A200 2 268 SH SOLE 0 0 268 WIX COM LTD COMMON M98068105 2872 64476 SH SOLE 0 0 64476 ZIONS BANCORP COMMON 989701107 3920 91084 SH SOLE 0 0 91084 AES TR III PFD CV 6.75% 00808N202 78 1540 SH SOLE 0 0 1540 DIREXION SHS ETF TR DAILY GOLD ETF 25490K570 48 6305 SH SOLE 0 0 6305 DIREXION SHS ETF TR SP BIOTCH ETF 25490K323 26 845 SH SOLE 0 0 845 ETF SER SOLUTIONS US GLB JETS ETF 26922A842 2 83 SH SOLE 0 0 83 EXCHANGE TRADED CONCEPTS TR RO ETF 301505707 2 79 SH SOLE 0 0 79 FIRST TR EXCHANGE TRADED FD IS ETF 33734X192 2 64 SH SOLE 0 0 64 ISHARES DJ US IN IDX ETF 464288786 2 39 SH SOLE 0 0 39 ISHARES DJ US RBIF ETF 464288778 2 53 SH SOLE 0 0 53 ISHARES TR INDEX FUND RUSSL 20 ETF 464287655 1 11 SH SOLE 0 0 11 POWERSHARES DWA TECHNICAL LEAD ETF 73935X153 1426 33952 SH SOLE 0 0 33952 POWERSHARES QQQ TRUST, SERIES ETF 73935A104 1 12 SH SOLE 0 0 12 S&P DEP RCPTS/SPDRS TRUST ETF 78462F103 1 6 SH SOLE 0 0 6 SPDR DOW JONES INDUSTRIAL AVER ETF 78467X109 1 7 SH SOLE 0 0 7 SPDR SEMICONDUCTOR E ETF 78464A862 2 41 SH SOLE 0 0 41 SPDR SERIES TRUST S&P TELECOM ETF 78464A540 2 33 SH SOLE 0 0 33 VANECK VECTORS ETF TR STEEL ET ETF 92189F205 2 60 SH SOLE 0 0 60 ALLIANCE WORLD II ETF 01879R106 5 431 SH SOLE 0 0 431