0001594197-16-000012.txt : 20161109 0001594197-16-000012.hdr.sgml : 20161109 20161109134313 ACCESSION NUMBER: 0001594197-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 EFFECTIVENESS DATE: 20161109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sanctuary Wealth Advisors, LLC CENTRAL INDEX KEY: 0001594197 IRS NUMBER: 263997124 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16097 FILM NUMBER: 161983550 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 11TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152912900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 11TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001594197 XXXXXXXX 09-30-2016 09-30-2016 Sanctuary Wealth Advisors, LLC

600 MONTGOMERY STREET 11TH FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-16097 N Andrew Epstein 415-710-5768 Andrew Epstein San Francisco CA 11-09-2016 0 122 73949 false INFORMATION TABLE 2 Crosspoint13F2016.09.xml CROSSPOINT 13F REPORT 2016 QUARTER III ADVANCED MICRO DEVICES INC COMMON 007903107 5554 803698 SH SOLE 0 0 803698 AGREE REALTY CORP COMMON 008492100 8 169 SH SOLE 0 0 169 ALTRIA GROUP INCORPORATED COMMON 02209S103 44 700 SH SOLE 0 0 700 APPLIED DNA SCIENCES INC COMMON 03815U201 59 19321 SH SOLE 0 0 19321 AVISTA CORP COMMON 05379B107 7 161 SH SOLE 0 0 161 BANC OF CALIFORNIA INC COM COMMON 05990K106 8 472 SH SOLE 0 0 472 BLACK HILLS CP COMMON 092113109 7 107 SH SOLE 0 0 107 BWX TECHNOLOGIES INC COM COMMON 05605H100 7 192 SH SOLE 0 0 192 CALIFORNIA WTR SVC GRP COMMON 130788102 8 241 SH SOLE 0 0 241 CANTEL MEDICAL CORP COMMON 138098108 7 91 SH SOLE 0 0 91 CENTURYTEL INC COMMON 156700106 82 2994 SH SOLE 0 0 2994 CITIGROUP INC COM NEW COMMON 172967424 83 1753 SH SOLE 0 0 1753 COHERENT INCORPORATED COMMON 192479103 8 74 SH SOLE 0 0 74 CORESITE RLTY CORP COM COMMON 21870Q105 7 94 SH SOLE 0 0 94 CROSS TIMBERS RTY TR TR UNIT COMMON 22757R109 117 6400 SH SOLE 0 0 6400 CSG SYSTEMS INTL INC COMMON 126349109 7 163 SH SOLE 0 0 163 DISH NETWORK CORPORATION CLASS COMMON 25470M109 1643 30000 SH SOLE 0 0 30000 DOLBY LABORATORIES COMMON 25659T107 1 16 SH SOLE 0 0 16 DORCHESTER MINERALS LP COMMON 25820R105 2864 185839 SH SOLE 0 0 185839 DOW CHEMICAL COMMON 260543103 163 3150 SH SOLE 0 0 3150 DTE ENERGY CO COMMON 233331107 56 600 SH SOLE 0 0 600 DUPONT FABROS TECH COMMON 26613Q106 7 169 SH SOLE 0 0 169 ECHOSTAR HOLDING CORPORATION COMMON 278768106 465 10610 SH SOLE 0 0 10610 EDUCATION RLTY TR INC COM NEW COMMON 28140H203 7 158 SH SOLE 0 0 158 EDWARDS LIFESCIENCES CORP COMMON 28176E108 3874 32137 SH SOLE 0 0 32137 EMPIRE DISTRICT ELCT COMMON 291641108 6 188 SH SOLE 0 0 188 EXLSERVICE HOLDINGS INC COM COMMON 302081104 6 130 SH SOLE 0 0 130 FABRINET SHS COMMON G3323L100 12 263 SH SOLE 0 0 263 FAIRMOUNT SANTROL HLDGS INC CO COMMON 30555Q108 15 1726 SH SOLE 0 0 1726 FIFTH STREET FINANCE CORP COM COMMON 31678A103 3 520 SH SOLE 0 0 520 FIRSTCASH INC COM COMMON M98068105 14 329 SH SOLE 0 0 329 FIRSTCASH INC COM COMMON 33767D105 7 142 SH SOLE 0 0 142 FIVE9 INC COM COMMON 338307101 14 889 SH SOLE 0 0 889 FORMFACTOR INC COMMON 346375108 2 198 SH SOLE 0 0 198 FRONTIER COMMUN CP COMMON 35906A108 3 685 SH SOLE 0 0 685 GRUBHUB INC COM COMMON 400110102 15 338 SH SOLE 0 0 338 HEALTHCARE REALTY TR COMMON 421946104 7 214 SH SOLE 0 0 214 HMS HOLDINGS CORP COMMON 40425J101 12 528 SH SOLE 0 0 528 HOSPITALITY PROP TR COMMON 44106M102 24 800 SH SOLE 0 0 800 HUGOTON ROYALTY TRUST COMMON 444717102 18 7705 SH SOLE 0 0 7705 INCYTE CORPORATION COMMON 45337C102 934 9901 SH SOLE 0 0 9901 INGREDION INCORPORATED COMMON 457187102 3933 29558 SH SOLE 0 0 29558 INTREXON CORP COM COMMON 46122T102 112 4000 SH SOLE 0 0 4000 JMP GROUP INC COM COMMON 46629U107 138 25000 SH SOLE 0 0 25000 JOHN BEAN TECHNOLOGIES CORP CO COMMON 477839104 8 116 SH SOLE 0 0 116 MARKETAXESS HLDGS INC COM COMMON 57060D108 4180 25241 SH SOLE 0 0 25241 MAXLINEAR INC CL A COMMON 57776J100 9 457 SH SOLE 0 0 457 MCDONALD'S CORPORATION COMMON 580135101 41 354 SH SOLE 0 0 354 MGE ENERGY INC. - COMMON STOCK COMMON 55277P104 7 125 SH SOLE 0 0 125 MGP INGREDIENTS INC NEW COM COMMON 55303J106 12 287 SH SOLE 0 0 287 NATIONAL BEVERAGE CORP COMMON 635017106 8 179 SH SOLE 0 0 179 NEVRO CORP COM COMMON 64157F103 4220 40428 SH SOLE 0 0 40428 NEW ORIENTAL EDUCATION & TECHN COMMON 647581107 3647 78676 SH SOLE 0 0 78676 NEWS CORP NEW CL A COMMON 65249B109 14 967 SH SOLE 0 0 967 NIKE INCORPORATED CLASS B COMMON 654106103 57 1080 SH SOLE 0 0 1080 NVIDIA CORP COMMON 67066G104 5998 87531 SH SOLE 0 0 87531 NXP SEMICONDUCTORS N V COM COMMON N6596X109 1 6 SH SOLE 0 0 6 OCULAR SCIENCES INC COMMON 67555N206 14 1590 SH SOLE 0 0 1590 ONE GAS INC COM COMMON 68235P108 6 105 SH SOLE 0 0 105 ORBCOMM INC COMMON 68555P100 7 669 SH SOLE 0 0 669 ORBOTECH LTD ORD COMMON M75253100 8 276 SH SOLE 0 0 276 PARSLEY ENERGY INC CL A COMMON 701877102 4282 127787 SH SOLE 0 0 127787 PEPSICO INCORPORATED COMMON 713448108 22 200 SH SOLE 0 0 200 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 58 600 SH SOLE 0 0 600 PILGRIMS PRIDE CORP COM COMMON 72147K108 32 1500 SH SOLE 0 0 1500 PNC FINANCIAL SERVICES GROUP COMMON 693475105 541 6000 SH SOLE 0 0 6000 PS BUSINESS PKS INC CA COM COMMON 69360J107 7 65 SH SOLE 0 0 65 REYNOLDS AMERN INCCOM COMMON 761713106 94 2000 SH SOLE 0 0 2000 RSP PERMIAN INC COM COMMON 74978Q105 3966 102280 SH SOLE 0 0 102280 SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 81 13742 SH SOLE 0 0 13742 SIERRA WIRELESS INC COMMON 826516106 4 270 SH SOLE 0 0 270 SILICON MOTION TECHNOLOGY CORP COMMON 82706C108 11 214 SH SOLE 0 0 214 SOUTHWEST GAS CORP COM COMMON 844895102 7 99 SH SOLE 0 0 99 SUNCOR ENERGY INC NEWCOM COMMON 867224107 861 31007 SH SOLE 0 0 31007 TAL ED GROUP ADS REPSTG COM COMMON 874080104 4401 62119 SH SOLE 0 0 62119 TEAM INC COMMON 878155100 164 5007 SH SOLE 0 0 5007 TESLA MOTORS INC COMMON 88160R101 44 216 SH SOLE 0 0 216 THE CHARLES SCHWAB CORP COMMON 808513105 95 3000 SH SOLE 0 0 3000 TREEHOUSE FOODS INC COMMON 89469A104 17 191 SH SOLE 0 0 191 TRINSEO S A SHS COMMON L9340P101 11 199 SH SOLE 0 0 199 TWENTY FIRST CENTY FOX INC CL COMMON 90130A101 94 3870 SH SOLE 0 0 3870 TYSON FOODS INC CLASS A COMMON 902494103 3579 47932 SH SOLE 0 0 47932 UDR INC COMMON 902653104 61 1701 SH SOLE 0 0 1701 ULTA SALON, COSMETICS & FRAGRA COMMON 90384S303 3379 14199 SH SOLE 0 0 14199 VERIZON COMMUNICATIONS COMMON 92343V104 208 4000 SH SOLE 0 0 4000 WASTE CONNECTIONS INC COMMON 94106B101 3656 48937 SH SOLE 0 0 48937 WELLS FARGO & CO COMMON 949746101 89 2000 SH SOLE 0 0 2000 WEYERHAEUSER CO COMMON 962166104 3 80 SH SOLE 0 0 80 YELP INC CL A COMMON 985817105 4673 112063 SH SOLE 0 0 112063 ZILLOW GROUP INC CL C CAP STK COMMON 98954M200 3533 101953 SH SOLE 0 0 101953 AES TR III PFD CV 6.75% CONVERT 00808N202 38 740 SH SOLE 0 0 740 ALLIANCE WORLD II ETF 01879R106 5 431 SH SOLE 0 0 431 FIRST TR ISE WTR INDEX COM ETF 33733B100 2 65 SH SOLE 0 0 65 GLOBAL X FDS GLOBAL X LITHI ETF 37954Y855 2 97 SH SOLE 0 0 97 ISHARES DJ US MDIF ETF 464288810 2 17 SH SOLE 0 0 17 ISHARES KLD INDX FD ETF 464288802 4 49 SH SOLE 0 0 49 ISHARES MSCI AUSTRALIA INDEX ETF 464286103 3 126 SH SOLE 0 0 126 ISHARES RUSSELL MICR ETF 464288869 3 37 SH SOLE 0 0 37 ISHARES S&P LATIN AMERICA 40 ETF 464287390 2 83 SH SOLE 0 0 83 ISHARES S&P SMALLCAP 600 ETF 464287804 3 27 SH SOLE 0 0 27 ISHARES TR DOW JONES U S ENERG ETF 464287796 2 46 SH SOLE 0 0 46 ISHARES TR DOW JONES U S FINL ETF 464287770 5 62 SH SOLE 0 0 62 ISHARES TR FTSE XINHAU HK CHIN ETF 464287184 3 88 SH SOLE 0 0 88 ISHARES TR INDEX FUND MSCI EME ETF 464287234 10 278 SH SOLE 0 0 278 ISHARES TR INDEX FUND NSDQ BIO ETF 464287556 3 10 SH SOLE 0 0 10 ISHARES TR INDEX FUND RUSSL 20 ETF 464287655 2 13 SH SOLE 0 0 13 ISHARES TR S&P GLOBAL 100 INDE ETF 464287572 4 50 SH SOLE 0 0 50 ISHARES TRUST COHEN & STEERS R ETF 464287564 12 111 SH SOLE 0 0 111 ISHARES TRUST GOLDMAN SACHS TE ETF 464287549 9 74 SH SOLE 0 0 74 POWERSHARES DWA TECHNICAL LEAD ETF 73935X153 1195 28180 SH SOLE 0 0 28180 POWERSHARES DYNAMIC FOOD & BEV ETF 73935X849 2 65 SH SOLE 0 0 65 POWERSHARES ETF TRUST DYN BLDG ETF 73935X666 2 77 SH SOLE 0 0 77 POWERSHARES QQQ TRUST, SERIES ETF 73935A104 31 261 SH SOLE 0 0 261 S&P DEP RCPTS/SPDRS TRUST ETF 78462F103 2 7 SH SOLE 0 0 7 SECTOR SPDR - CONSUMER STAPLES ETF 81369Y308 2 40 SH SOLE 0 0 40 SECTOR SPDR - TECHNOLOGY ETF 81369Y803 2 49 SH SOLE 0 0 49 SPDR DOW JONES INDUSTRIAL AVER ETF 78467X109 1 8 SH SOLE 0 0 8 SPDR SEMICONDUCTOR E ETF 78464A862 3 48 SH SOLE 0 0 48 VANECK VECTORS OIL REFINERS ET ETF 92189F585 2 107 SH SOLE 0 0 107 VANECK VECTORS RETAIL ETF ETF 92189F684 2 27 SH SOLE 0 0 27 VANGUARD REIT INDEX ETF ETF 922908553 6 74 SH SOLE 0 0 74 MEXICO FD INC COM FOREIGN 592835102 7 430 SH SOLE 0 0 430