0000943374-14-000340.txt : 20140623 0000943374-14-000340.hdr.sgml : 20140623 20140604162909 ACCESSION NUMBER: 0000943374-14-000340 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20140604 DATE AS OF CHANGE: 20140604 EFFECTIVENESS DATE: 20140604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Bancorp, Inc. CENTRAL INDEX KEY: 0001594012 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 464702118 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36441 FILM NUMBER: 14891132 BUSINESS ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 924-5100 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: New Investors Bancorp, Inc. DATE OF NAME CHANGE: 20131211 NT 11-K 1 form12b-25_120613.htm FORM 12B-25 FOR PERIOD ENDED 12-6-2013 form12b-25_120613.htm
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 12b-25
Commission File No. 001-36441

NOTIFICATION OF LATE FILING

(Check One):                                __ Form 10-K   __ Form 20-F   X  Form 11-K      __ Form 10-Q   __ Form 10-D   __ Form N-SAR
                    __ Form N-CSR

For Period Ended: December 6, 2013

 __ Transition Report on Form 10-K
__ Transition Report on Form 10-Q
 __ Transition Report on Form 20-F
__ Transition Report on Form N-SAR
 __ Transition Report on Form 11-K

For the Transition Period Ended:                                                                                     

Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.


If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION

Full name of registrant: Roma Bank 401(k) Savings Plan 
Former name if applicable:                                                                                                                                          
Address of principal executive office (Street and Number):  101 JFK Parkway 
City, state and zip code: Short Hills, New Jersey 07078 

PART II — RULE 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.  (Check box if appropriate.)

 
(a)
 The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
                 
                 X            (b)         The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be
                                                   filed on or before the fifteenth calndar day following the prescribed due date; or the subject quarterly report or transition
                                                   report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed
                                                  due date; and

 
(c)
 The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.


 
 
 
 


PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Form 11-K which is the subject of this 12b-25 extension is being filed in order to report the information required of the Roma Bank 401(k) Savings Plan (the “Plan”).  The registrant requires additional time to fully develop financial information necessary to provide complete disclosure in its Form 11-K.  As a result, the registrant was unable to complete the Form 11-K by the prescribed date without unreasonable effort and expense.

PART IV — OTHER INFORMATION

(1)           Name and telephone number of person to contact in regard to this notification.

Thomas F. Splaine, Jr.                                   (973)                     924-5100                           
       (Name)                                              (Area Code)                              (Telephone Number)

(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?  If the answer is no, identify report(s).

þ Yes                                 No



(3)
It is anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
 Yes                                þ No

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and if appropriate, state the reasons why a reasonable estimate of the results cannot be made.


Roma Bank 401(k) Savings Plan
(Name of Registrant as Specified in Charter)

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.


Date: June 4, 2014
By:          /s/Thomas F. Splaine, Jr.
  
Thomas F. Splaine, Jr.
Senior Vice President and Chief Financial Officer